Simplex Trading

Simplex Trading Portfolio holdings

AUM $3.72B
1-Year Est. Return 0.6%
 

Simplex Trading, founded in 2004 and headquartered in Chicago, Illinois, is a technology-driven proprietary trading firm specializing in market-making and liquidity provision, primarily in U.S. equity options and futures options. Leveraging advanced proprietary software and data-driven analysis, the firm optimizes trading strategies and develops innovative solutions to capitalize on financial market opportunities, maintaining a competitive edge through automation and a collaborative team of technologists and traders. With a workforce exceeding 300 and led by CEO Erik Swanson since 2014, Simplex operates with a low-ego, high-intelligence culture, focusing on minimal bureaucracy and rapid execution, while also making strategic venture capital investments in fintech startups. Recognized as a top workplace in Chicago by Built In’s 2025 awards, Simplex continues to evolve, blending cutting-edge technology with a commitment to market efficiency and growth.

This Quarter Est. Return
1 Year Est. Return
+0.6%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$2.97B
AUM Growth
-$146M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
4,428
New
Increased
Reduced
Closed

Top Buys

1 +$49.5M
2 +$45.3M
3 +$42.5M
4
AAPL icon
Apple
AAPL
+$33.3M
5
SOXL icon
Direxion Daily Semiconductor Bull 3X Shares
SOXL
+$25.4M

Top Sells

1 +$95.4M
2 +$57.9M
3 +$55.9M
4
TSM icon
TSMC
TSM
+$40.4M
5
SBUX icon
Starbucks
SBUX
+$40.4M

Sector Composition

1 Technology 23.11%
2 Consumer Discretionary 16.53%
3 Healthcare 8.67%
4 Industrials 7.58%
5 Financials 7.29%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake
Capital Flow
1201
$67K ﹤0.01%
2,605
-2,770
1202
$67K ﹤0.01%
10,806
-33,697
1203
$66K ﹤0.01%
1,498
-1,303
1204
$66K ﹤0.01%
13,010
-11,129
1205
$66K ﹤0.01%
+14,618
1206
$65K ﹤0.01%
8,335
-6,096
1207
$65K ﹤0.01%
+2,274
1208
$65K ﹤0.01%
57,748
+19,668
1209
$65K ﹤0.01%
+4,645
1210
$65K ﹤0.01%
+6,933
1211
$64K ﹤0.01%
3,828
-1,656
1212
$64K ﹤0.01%
+3,274
1213
$63K ﹤0.01%
19,031
-71,306
1214
$63K ﹤0.01%
13,476
+12,939
1215
$63K ﹤0.01%
2,436
+2,271
1216
$63K ﹤0.01%
+9,260
1217
$63K ﹤0.01%
290
-35
1218
$63K ﹤0.01%
11,903
-11,036
1219
$63K ﹤0.01%
770
-3,873
1220
$62K ﹤0.01%
95,673
+95,172
1221
$62K ﹤0.01%
+12,540
1222
$62K ﹤0.01%
2,222
-35,049
1223
$62K ﹤0.01%
9,024
+5,705
1224
$62K ﹤0.01%
+360
1225
$61K ﹤0.01%
891
+418