Simplex Trading

Simplex Trading Portfolio holdings

AUM $3.72B
1-Year Est. Return 0.6%
 

Simplex Trading, founded in 2004 and headquartered in Chicago, Illinois, is a technology-driven proprietary trading firm specializing in market-making and liquidity provision, primarily in U.S. equity options and futures options. Leveraging advanced proprietary software and data-driven analysis, the firm optimizes trading strategies and develops innovative solutions to capitalize on financial market opportunities, maintaining a competitive edge through automation and a collaborative team of technologists and traders. With a workforce exceeding 300 and led by CEO Erik Swanson since 2014, Simplex operates with a low-ego, high-intelligence culture, focusing on minimal bureaucracy and rapid execution, while also making strategic venture capital investments in fintech startups. Recognized as a top workplace in Chicago by Built In’s 2025 awards, Simplex continues to evolve, blending cutting-edge technology with a commitment to market efficiency and growth.

This Quarter Est. Return
1 Year Est. Return
+0.6%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$3.43B
AUM Growth
+$219M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
4,539
New
Increased
Reduced
Closed

Top Buys

1 +$93.9M
2 +$89.5M
3 +$66.7M
4
INTC icon
Intel
INTC
+$60.2M
5
META icon
Meta Platforms (Facebook)
META
+$52.5M

Top Sells

1 +$146M
2 +$109M
3 +$81.8M
4
DIS icon
Walt Disney
DIS
+$80.2M
5
C icon
Citigroup
C
+$55.3M

Sector Composition

1 Technology 19.03%
2 Healthcare 13.86%
3 Consumer Discretionary 12.44%
4 Industrials 8.48%
5 Communication Services 7.95%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake
Capital Flow
1201
$100K ﹤0.01%
22,866
-9,447
1202
$99K ﹤0.01%
+1,373
1203
$99K ﹤0.01%
+5,049
1204
$98K ﹤0.01%
19,212
+1,899
1205
$98K ﹤0.01%
951
+396
1206
$98K ﹤0.01%
+3,983
1207
$98K ﹤0.01%
1,897
+1,115
1208
$97K ﹤0.01%
+1,914
1209
$97K ﹤0.01%
4,871
+4,787
1210
$97K ﹤0.01%
+1,424
1211
$97K ﹤0.01%
+8,587
1212
$97K ﹤0.01%
+15,875
1213
$97K ﹤0.01%
47,845
+37,525
1214
$96K ﹤0.01%
15,380
+13,237
1215
$96K ﹤0.01%
+29,242
1216
$96K ﹤0.01%
2,096
+24
1217
$95K ﹤0.01%
2,810
+2,710
1218
$95K ﹤0.01%
70,677
-214,696
1219
$95K ﹤0.01%
3,367
-8,342
1220
$95K ﹤0.01%
9,837
-450
1221
$95K ﹤0.01%
+11,641
1222
$95K ﹤0.01%
6,319
-28,048
1223
$94K ﹤0.01%
3,306
+3,049
1224
$94K ﹤0.01%
1,481
-65,478
1225
$94K ﹤0.01%
30,412
+10,419