Simplex Trading

Simplex Trading Portfolio holdings

AUM $3.72B
1-Year Est. Return 0.6%
 

Simplex Trading, founded in 2004 and headquartered in Chicago, Illinois, is a technology-driven proprietary trading firm specializing in market-making and liquidity provision, primarily in U.S. equity options and futures options. Leveraging advanced proprietary software and data-driven analysis, the firm optimizes trading strategies and develops innovative solutions to capitalize on financial market opportunities, maintaining a competitive edge through automation and a collaborative team of technologists and traders. With a workforce exceeding 300 and led by CEO Erik Swanson since 2014, Simplex operates with a low-ego, high-intelligence culture, focusing on minimal bureaucracy and rapid execution, while also making strategic venture capital investments in fintech startups. Recognized as a top workplace in Chicago by Built In’s 2025 awards, Simplex continues to evolve, blending cutting-edge technology with a commitment to market efficiency and growth.

This Quarter Est. Return
1 Year Est. Return
+0.6%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$2.73B
AUM Growth
+$372M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
4,635
New
Increased
Reduced
Closed

Top Buys

1 +$107M
2 +$65.8M
3 +$61.6M
4
AAPL icon
Apple
AAPL
+$51.2M
5
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
+$50.9M

Top Sells

1 +$25.2M
2 +$24.1M
3 +$22.2M
4
SNOW icon
Snowflake
SNOW
+$17.4M
5
AMD icon
Advanced Micro Devices
AMD
+$17.2M

Sector Composition

1 Technology 20.43%
2 Consumer Discretionary 15%
3 Healthcare 10.21%
4 Financials 8.16%
5 Communication Services 6.81%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake
Capital Flow
1201
$55K ﹤0.01%
23,853
+4,705
1202
$55K ﹤0.01%
23,076
-6,201
1203
$55K ﹤0.01%
+7,868
1204
$54K ﹤0.01%
+670
1205
$54K ﹤0.01%
13,284
+2,484
1206
$54K ﹤0.01%
8,911
-5,115
1207
$54K ﹤0.01%
1,474
-1,553
1208
$54K ﹤0.01%
8,247
-279
1209
$53K ﹤0.01%
150
-290
1210
$53K ﹤0.01%
3,991
+2,456
1211
$53K ﹤0.01%
1,128
-1,269
1212
$53K ﹤0.01%
2,335
-3,151
1213
$53K ﹤0.01%
5,480
-2,192
1214
$53K ﹤0.01%
7,838
-61,841
1215
$52K ﹤0.01%
2,172
+1,648
1216
$52K ﹤0.01%
7,918
-52,166
1217
$52K ﹤0.01%
3,014
-6,939
1218
$52K ﹤0.01%
1,288
-9,266
1219
$52K ﹤0.01%
14,499
+943
1220
$51K ﹤0.01%
25,391
-3,502
1221
$51K ﹤0.01%
+1,678
1222
$51K ﹤0.01%
9,732
+4,801
1223
$51K ﹤0.01%
+22,317
1224
$51K ﹤0.01%
18,234
+2,998
1225
$51K ﹤0.01%
+3,363