Simplex Trading

Simplex Trading Portfolio holdings

AUM $3.72B
1-Year Est. Return 0.6%
 

Simplex Trading, founded in 2004 and headquartered in Chicago, Illinois, is a technology-driven proprietary trading firm specializing in market-making and liquidity provision, primarily in U.S. equity options and futures options. Leveraging advanced proprietary software and data-driven analysis, the firm optimizes trading strategies and develops innovative solutions to capitalize on financial market opportunities, maintaining a competitive edge through automation and a collaborative team of technologists and traders. With a workforce exceeding 300 and led by CEO Erik Swanson since 2014, Simplex operates with a low-ego, high-intelligence culture, focusing on minimal bureaucracy and rapid execution, while also making strategic venture capital investments in fintech startups. Recognized as a top workplace in Chicago by Built In’s 2025 awards, Simplex continues to evolve, blending cutting-edge technology with a commitment to market efficiency and growth.

This Quarter Est. Return
1 Year Est. Return
+0.6%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$2.21B
AUM Growth
+$122M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
4,807
New
Increased
Reduced
Closed

Top Buys

1 +$45.7M
2 +$45.2M
3 +$34.2M
4
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
+$33.2M
5
C icon
Citigroup
C
+$32.7M

Top Sells

1 +$164M
2 +$111M
3 +$77.7M
4
META icon
Meta Platforms (Facebook)
META
+$60.9M
5
PG icon
Procter & Gamble
PG
+$38.8M

Sector Composition

1 Technology 21.73%
2 Consumer Discretionary 10.23%
3 Healthcare 8.81%
4 Industrials 7.59%
5 Communication Services 6.56%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake
Capital Flow
1201
$55K ﹤0.01%
7,876
-20,326
1202
$54K ﹤0.01%
+666
1203
$54K ﹤0.01%
1,766
-29,238
1204
$54K ﹤0.01%
13,254
-2,991
1205
$54K ﹤0.01%
5,160
+3,984
1206
$54K ﹤0.01%
3,178
-3,224
1207
$53K ﹤0.01%
13,756
+11,455
1208
$53K ﹤0.01%
654
-8,403
1209
$53K ﹤0.01%
19,654
-8,032
1210
$53K ﹤0.01%
169
-13,565
1211
$53K ﹤0.01%
+1,986
1212
$52K ﹤0.01%
1,738
+152
1213
$52K ﹤0.01%
+2,745
1214
$52K ﹤0.01%
2,388
-5,763
1215
$52K ﹤0.01%
+1,400
1216
$52K ﹤0.01%
+2,184
1217
$52K ﹤0.01%
42,409
-27,161
1218
$51K ﹤0.01%
+19,100
1219
$51K ﹤0.01%
1,246
-698
1220
$51K ﹤0.01%
60,448
+10,553
1221
$51K ﹤0.01%
5,573
+5,170
1222
$51K ﹤0.01%
+13,921
1223
$51K ﹤0.01%
+128
1224
$51K ﹤0.01%
2,698
+2,151
1225
$51K ﹤0.01%
13,776
+2,140