Simplex Trading

Simplex Trading Portfolio holdings

AUM $3.72B
1-Year Est. Return 0.6%
 

Simplex Trading, founded in 2004 and headquartered in Chicago, Illinois, is a technology-driven proprietary trading firm specializing in market-making and liquidity provision, primarily in U.S. equity options and futures options. Leveraging advanced proprietary software and data-driven analysis, the firm optimizes trading strategies and develops innovative solutions to capitalize on financial market opportunities, maintaining a competitive edge through automation and a collaborative team of technologists and traders. With a workforce exceeding 300 and led by CEO Erik Swanson since 2014, Simplex operates with a low-ego, high-intelligence culture, focusing on minimal bureaucracy and rapid execution, while also making strategic venture capital investments in fintech startups. Recognized as a top workplace in Chicago by Built In’s 2025 awards, Simplex continues to evolve, blending cutting-edge technology with a commitment to market efficiency and growth.

This Quarter Est. Return
1 Year Est. Return
+0.6%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$2.58B
AUM Growth
-$453M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
4,992
New
Increased
Reduced
Closed

Top Buys

1 +$101M
2 +$66M
3 +$51.8M
4
BRK.B icon
Berkshire Hathaway Class B
BRK.B
+$42.7M
5
GLD icon
SPDR Gold Trust
GLD
+$39.4M

Top Sells

1 +$411M
2 +$64M
3 +$39.8M
4
IVV icon
iShares Core S&P 500 ETF
IVV
+$34.3M
5
PYPL icon
PayPal
PYPL
+$32.9M

Sector Composition

1 Technology 17.4%
2 Financials 12.04%
3 Consumer Discretionary 10.17%
4 Healthcare 8.64%
5 Industrials 6.03%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake
Capital Flow
1201
$87K ﹤0.01%
5,155
-2,228
1202
$86K ﹤0.01%
+1,204
1203
$86K ﹤0.01%
+12,889
1204
$86K ﹤0.01%
21,768
+19,715
1205
$86K ﹤0.01%
+480
1206
$86K ﹤0.01%
+24,864
1207
$86K ﹤0.01%
257
+51
1208
$85K ﹤0.01%
5,486
+4,063
1209
$85K ﹤0.01%
3,922
+3,646
1210
$85K ﹤0.01%
5,906
+1,110
1211
$84K ﹤0.01%
4,449
-6,532
1212
$84K ﹤0.01%
29,490
-5,156
1213
$84K ﹤0.01%
+10,665
1214
$84K ﹤0.01%
6,885
-1,085
1215
$83K ﹤0.01%
9,126
-53,286
1216
$83K ﹤0.01%
21,470
+11,598
1217
$83K ﹤0.01%
970
-1,659
1218
$83K ﹤0.01%
+395
1219
$83K ﹤0.01%
+47,246
1220
$82K ﹤0.01%
+5,553
1221
$82K ﹤0.01%
15,504
-1,914
1222
$82K ﹤0.01%
36,485
+24,918
1223
$82K ﹤0.01%
6,528
+864
1224
$82K ﹤0.01%
+3,400
1225
$82K ﹤0.01%
+1,435