Simplex Trading

Simplex Trading Portfolio holdings

AUM $3.72B
1-Year Est. Return 0.6%
 

Simplex Trading, founded in 2004 and headquartered in Chicago, Illinois, is a technology-driven proprietary trading firm specializing in market-making and liquidity provision, primarily in U.S. equity options and futures options. Leveraging advanced proprietary software and data-driven analysis, the firm optimizes trading strategies and develops innovative solutions to capitalize on financial market opportunities, maintaining a competitive edge through automation and a collaborative team of technologists and traders. With a workforce exceeding 300 and led by CEO Erik Swanson since 2014, Simplex operates with a low-ego, high-intelligence culture, focusing on minimal bureaucracy and rapid execution, while also making strategic venture capital investments in fintech startups. Recognized as a top workplace in Chicago by Built In’s 2025 awards, Simplex continues to evolve, blending cutting-edge technology with a commitment to market efficiency and growth.

This Quarter Est. Return
1 Year Est. Return
+0.6%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$3.04B
AUM Growth
-$113M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
4,979
New
Increased
Reduced
Closed

Top Buys

1 +$258M
2 +$75.7M
3 +$67.2M
4
GOOG icon
Alphabet (Google) Class C
GOOG
+$59.4M
5
INTC icon
Intel
INTC
+$45.8M

Top Sells

1 +$56.8M
2 +$45.9M
3 +$32.5M
4
XOM icon
Exxon Mobil
XOM
+$20.4M
5
CAT icon
Caterpillar
CAT
+$19.2M

Sector Composition

1 Technology 26.01%
2 Consumer Discretionary 9.82%
3 Communication Services 9.82%
4 Financials 8.68%
5 Healthcare 6.24%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake
Capital Flow
1201
$88K ﹤0.01%
+13,824
1202
$88K ﹤0.01%
7,770
+2,802
1203
$87K ﹤0.01%
3,526
-2,308
1204
$87K ﹤0.01%
+3,231
1205
$86K ﹤0.01%
3,066
1206
$86K ﹤0.01%
+6,896
1207
$85K ﹤0.01%
737
-1,227
1208
$85K ﹤0.01%
21,277
+16,468
1209
$84K ﹤0.01%
718
+228
1210
$84K ﹤0.01%
5,692
+5,260
1211
$84K ﹤0.01%
24,211
-3,304
1212
$83K ﹤0.01%
+6,147
1213
$83K ﹤0.01%
3,183
+2,161
1214
$83K ﹤0.01%
13,832
-525
1215
$83K ﹤0.01%
3,151
-21,230
1216
$82K ﹤0.01%
2,327
+201
1217
$82K ﹤0.01%
+3,091
1218
$82K ﹤0.01%
54,603
-18,184
1219
$82K ﹤0.01%
38,745
+32,613
1220
$81K ﹤0.01%
+1,595
1221
$81K ﹤0.01%
+824
1222
$81K ﹤0.01%
8,074
+4,047
1223
$81K ﹤0.01%
3,564
-10,564
1224
$81K ﹤0.01%
1,549
+1,113
1225
$81K ﹤0.01%
31,038
+12,477