Simplex Trading

Simplex Trading Portfolio holdings

AUM $3.72B
1-Year Est. Return 0.6%
 

Simplex Trading, founded in 2004 and headquartered in Chicago, Illinois, is a technology-driven proprietary trading firm specializing in market-making and liquidity provision, primarily in U.S. equity options and futures options. Leveraging advanced proprietary software and data-driven analysis, the firm optimizes trading strategies and develops innovative solutions to capitalize on financial market opportunities, maintaining a competitive edge through automation and a collaborative team of technologists and traders. With a workforce exceeding 300 and led by CEO Erik Swanson since 2014, Simplex operates with a low-ego, high-intelligence culture, focusing on minimal bureaucracy and rapid execution, while also making strategic venture capital investments in fintech startups. Recognized as a top workplace in Chicago by Built In’s 2025 awards, Simplex continues to evolve, blending cutting-edge technology with a commitment to market efficiency and growth.

This Quarter Est. Return
1 Year Est. Return
+0.6%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$3.15B
AUM Growth
+$98.6M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
4,962
New
Increased
Reduced
Closed

Top Buys

1 +$186M
2 +$86.2M
3 +$56.8M
4
SLV icon
iShares Silver Trust
SLV
+$42.9M
5
AMD icon
Advanced Micro Devices
AMD
+$36.5M

Top Sells

1 +$44.4M
2 +$42.8M
3 +$40.8M
4
SPXL icon
Direxion Daily S&P 500 Bull 3x Shares
SPXL
+$33.6M
5
FXI icon
iShares China Large-Cap ETF
FXI
+$33M

Sector Composition

1 Technology 23.31%
2 Consumer Discretionary 13.02%
3 Industrials 8.23%
4 Healthcare 7.48%
5 Financials 6.38%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake
Capital Flow
1201
$162K ﹤0.01%
6,853
-5,976
1202
$162K ﹤0.01%
+16,867
1203
$161K ﹤0.01%
+287
1204
$161K ﹤0.01%
+1,324
1205
$161K ﹤0.01%
+2,645
1206
$161K ﹤0.01%
+2,790
1207
$161K ﹤0.01%
+72,787
1208
$161K ﹤0.01%
+6,442
1209
$160K ﹤0.01%
6,136
-13,530
1210
$160K ﹤0.01%
1,201
-30
1211
$160K ﹤0.01%
6,770
-4,316
1212
$159K ﹤0.01%
21,996
-6,411
1213
$158K ﹤0.01%
+42,978
1214
$158K ﹤0.01%
1,092
-182
1215
$157K ﹤0.01%
3,725
+3,720
1216
$157K ﹤0.01%
+6,618
1217
$155K ﹤0.01%
+16,720
1218
$155K ﹤0.01%
29,864
-42,954
1219
$155K ﹤0.01%
14,357
+2,860
1220
$155K ﹤0.01%
+20,247
1221
$155K ﹤0.01%
958
-248
1222
$154K ﹤0.01%
9,532
-116,743
1223
$153K ﹤0.01%
8,854
+1,100
1224
$153K ﹤0.01%
+9,542
1225
$153K ﹤0.01%
+12,917