Simplex Trading

Simplex Trading Portfolio holdings

AUM $3.72B
1-Year Est. Return 0.6%
 

Simplex Trading, founded in 2004 and headquartered in Chicago, Illinois, is a technology-driven proprietary trading firm specializing in market-making and liquidity provision, primarily in U.S. equity options and futures options. Leveraging advanced proprietary software and data-driven analysis, the firm optimizes trading strategies and develops innovative solutions to capitalize on financial market opportunities, maintaining a competitive edge through automation and a collaborative team of technologists and traders. With a workforce exceeding 300 and led by CEO Erik Swanson since 2014, Simplex operates with a low-ego, high-intelligence culture, focusing on minimal bureaucracy and rapid execution, while also making strategic venture capital investments in fintech startups. Recognized as a top workplace in Chicago by Built In’s 2025 awards, Simplex continues to evolve, blending cutting-edge technology with a commitment to market efficiency and growth.

This Quarter Est. Return
1 Year Est. Return
+0.6%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$3.05B
AUM Growth
+$234M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
4,916
New
Increased
Reduced
Closed

Top Buys

1 +$42.3M
2 +$37.4M
3 +$34M
4
FXI icon
iShares China Large-Cap ETF
FXI
+$33M
5
MRK icon
Merck
MRK
+$28M

Top Sells

1 +$38.3M
2 +$37.6M
3 +$33M
4
AMD icon
Advanced Micro Devices
AMD
+$30.6M
5
MU icon
Micron Technology
MU
+$28.3M

Sector Composition

1 Technology 20.53%
2 Consumer Discretionary 13.81%
3 Healthcare 11.4%
4 Communication Services 7.32%
5 Industrials 6.51%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake
Capital Flow
1201
$201K ﹤0.01%
6,186
-15,521
1202
$200K ﹤0.01%
3,859
+2,182
1203
$200K ﹤0.01%
6,436
-35,577
1204
$200K ﹤0.01%
16,619
-67,511
1205
$199K ﹤0.01%
25,153
-74,362
1206
$199K ﹤0.01%
6,537
-32,785
1207
$198K ﹤0.01%
+8,920
1208
$197K ﹤0.01%
1,591
-17,313
1209
$196K ﹤0.01%
+20,071
1210
$196K ﹤0.01%
101,413
+98,982
1211
$196K ﹤0.01%
+17,683
1212
$195K ﹤0.01%
822
+269
1213
$195K ﹤0.01%
+17,702
1214
$195K ﹤0.01%
6,322
-15,479
1215
$194K ﹤0.01%
1,605
+1,601
1216
$193K ﹤0.01%
+3,570
1217
$193K ﹤0.01%
2,437
-181
1218
$193K ﹤0.01%
4,915
+3,609
1219
$192K ﹤0.01%
18,220
+9,484
1220
$190K ﹤0.01%
45,260
-101,521
1221
$190K ﹤0.01%
+3,577
1222
$190K ﹤0.01%
41,957
+30,081
1223
$189K ﹤0.01%
+9,694
1224
$189K ﹤0.01%
+1,126
1225
$189K ﹤0.01%
30,161
-22,117