Simplex Trading

Simplex Trading Portfolio holdings

AUM $3.72B
1-Year Est. Return 0.6%
 

Simplex Trading, founded in 2004 and headquartered in Chicago, Illinois, is a technology-driven proprietary trading firm specializing in market-making and liquidity provision, primarily in U.S. equity options and futures options. Leveraging advanced proprietary software and data-driven analysis, the firm optimizes trading strategies and develops innovative solutions to capitalize on financial market opportunities, maintaining a competitive edge through automation and a collaborative team of technologists and traders. With a workforce exceeding 300 and led by CEO Erik Swanson since 2014, Simplex operates with a low-ego, high-intelligence culture, focusing on minimal bureaucracy and rapid execution, while also making strategic venture capital investments in fintech startups. Recognized as a top workplace in Chicago by Built In’s 2025 awards, Simplex continues to evolve, blending cutting-edge technology with a commitment to market efficiency and growth.

This Quarter Est. Return
1 Year Est. Return
+0.6%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$2.82B
AUM Growth
+$45.9M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
4,283
New
Increased
Reduced
Closed

Top Buys

1 +$17.7M
2 +$10.1M
3 +$7.66M
4
BABA icon
Alibaba
BABA
+$7.54M
5
MU icon
Micron Technology
MU
+$6.73M

Top Sells

1 +$101M
2 +$15.2M
3 +$9.5M
4
SPY icon
SPDR S&P 500 ETF Trust
SPY
+$8.76M
5
XLK icon
Technology Select Sector SPDR Fund
XLK
+$7.41M

Sector Composition

1 Technology 18.66%
2 Consumer Discretionary 14.99%
3 Communication Services 10.06%
4 Healthcare 9.68%
5 Financials 9.59%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake
Capital Flow
1201
$250K ﹤0.01%
6,966
-100
1202
$250K ﹤0.01%
9,928
1203
$249K ﹤0.01%
2,855
+200
1204
$249K ﹤0.01%
21,699
1205
$248K ﹤0.01%
11,413
1206
$248K ﹤0.01%
7,229
-200
1207
$247K ﹤0.01%
1,491
-200
1208
$247K ﹤0.01%
3,968
1209
$246K ﹤0.01%
2,296
1210
$246K ﹤0.01%
4,560
1211
$246K ﹤0.01%
4,850
+2,201
1212
$245K ﹤0.01%
33,778
1213
$245K ﹤0.01%
2,040
+30
1214
$245K ﹤0.01%
11,574
1215
$245K ﹤0.01%
4,615
+149
1216
$244K ﹤0.01%
5,743
1217
$244K ﹤0.01%
27,045
1218
$244K ﹤0.01%
2,880
+100
1219
$243K ﹤0.01%
2,618
+157
1220
$243K ﹤0.01%
+3,309
1221
$243K ﹤0.01%
9,719
1222
$243K ﹤0.01%
595
1223
$243K ﹤0.01%
14,327
+1,200
1224
$242K ﹤0.01%
6,802
-175
1225
$242K ﹤0.01%
5,388
+506