Simplex Trading

Simplex Trading Portfolio holdings

AUM $3.72B
1-Year Est. Return 0.6%
 

Simplex Trading, founded in 2004 and headquartered in Chicago, Illinois, is a technology-driven proprietary trading firm specializing in market-making and liquidity provision, primarily in U.S. equity options and futures options. Leveraging advanced proprietary software and data-driven analysis, the firm optimizes trading strategies and develops innovative solutions to capitalize on financial market opportunities, maintaining a competitive edge through automation and a collaborative team of technologists and traders. With a workforce exceeding 300 and led by CEO Erik Swanson since 2014, Simplex operates with a low-ego, high-intelligence culture, focusing on minimal bureaucracy and rapid execution, while also making strategic venture capital investments in fintech startups. Recognized as a top workplace in Chicago by Built In’s 2025 awards, Simplex continues to evolve, blending cutting-edge technology with a commitment to market efficiency and growth.

This Quarter Est. Return
1 Year Est. Return
+0.6%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$2.77B
AUM Growth
+$982M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
4,491
New
Increased
Reduced
Closed

Top Buys

1 +$84.2M
2 +$35.3M
3 +$28.5M
4
MU icon
Micron Technology
MU
+$23.1M
5
BIDU icon
Baidu
BIDU
+$22.7M

Top Sells

1 +$29.3M
2 +$26.2M
3 +$21.7M
4
XOM icon
Exxon Mobil
XOM
+$18M
5
LRCX icon
Lam Research
LRCX
+$16.3M

Sector Composition

1 Technology 17.69%
2 Consumer Discretionary 14.79%
3 Communication Services 10.15%
4 Healthcare 9.69%
5 Financials 9.42%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake
Capital Flow
1201
$257K ﹤0.01%
+7,066
1202
$257K ﹤0.01%
936
-10,910
1203
$257K ﹤0.01%
4,800
-12,448
1204
$257K ﹤0.01%
72,183
+72,180
1205
$256K ﹤0.01%
11,267
+442
1206
$256K ﹤0.01%
512
-127
1207
$254K ﹤0.01%
62,064
+15,869
1208
$253K ﹤0.01%
3,862
+1,706
1209
$253K ﹤0.01%
+14,050
1210
$252K ﹤0.01%
6,310
+2,397
1211
$251K ﹤0.01%
+869
1212
$251K ﹤0.01%
37,485
-80,037
1213
$250K ﹤0.01%
+7,429
1214
$249K ﹤0.01%
+5,743
1215
$249K ﹤0.01%
25
+11
1216
$248K ﹤0.01%
41,099
-71,644
1217
$247K ﹤0.01%
6,977
-21,623
1218
$247K ﹤0.01%
4,536
+2,231
1219
$247K ﹤0.01%
+24,936
1220
$245K ﹤0.01%
11,413
-40,078
1221
$245K ﹤0.01%
24,171
-363
1222
$245K ﹤0.01%
3,968
+3,621
1223
$245K ﹤0.01%
691
-1,960
1224
$244K ﹤0.01%
29,671
-2,742
1225
$244K ﹤0.01%
20,348
-1,617