Simplex Trading

Simplex Trading Portfolio holdings

AUM $3.72B
1-Year Est. Return 0.6%
 

Simplex Trading, founded in 2004 and headquartered in Chicago, Illinois, is a technology-driven proprietary trading firm specializing in market-making and liquidity provision, primarily in U.S. equity options and futures options. Leveraging advanced proprietary software and data-driven analysis, the firm optimizes trading strategies and develops innovative solutions to capitalize on financial market opportunities, maintaining a competitive edge through automation and a collaborative team of technologists and traders. With a workforce exceeding 300 and led by CEO Erik Swanson since 2014, Simplex operates with a low-ego, high-intelligence culture, focusing on minimal bureaucracy and rapid execution, while also making strategic venture capital investments in fintech startups. Recognized as a top workplace in Chicago by Built In’s 2025 awards, Simplex continues to evolve, blending cutting-edge technology with a commitment to market efficiency and growth.

This Quarter Est. Return
1 Year Est. Return
+0.6%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$1.79B
AUM Growth
-$395M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
4,299
New
Increased
Reduced
Closed

Top Buys

1 +$32.1M
2 +$23.3M
3 +$17.3M
4
PFE icon
Pfizer
PFE
+$16.8M
5
AAL icon
American Airlines Group
AAL
+$14.5M

Top Sells

1 +$64.4M
2 +$38.1M
3 +$32.2M
4
SPY icon
SPDR S&P 500 ETF Trust
SPY
+$25.3M
5
AAPL icon
Apple
AAPL
+$22.5M

Sector Composition

1 Technology 20.25%
2 Consumer Discretionary 15.22%
3 Healthcare 10.04%
4 Financials 9.2%
5 Industrials 9.11%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake
Capital Flow
1201
$162K ﹤0.01%
48,118
-52,704
1202
$162K ﹤0.01%
32,791
+28,159
1203
$162K ﹤0.01%
+7,127
1204
$162K ﹤0.01%
94,342
+57,102
1205
$162K ﹤0.01%
+64,674
1206
$161K ﹤0.01%
13,566
-3,181
1207
$161K ﹤0.01%
7,137
-895
1208
$161K ﹤0.01%
3,913
+1,412
1209
$161K ﹤0.01%
17,684
+13,215
1210
$160K ﹤0.01%
+8
1211
$159K ﹤0.01%
+132,298
1212
$159K ﹤0.01%
2,336
-25,897
1213
$159K ﹤0.01%
+1,145
1214
$158K ﹤0.01%
27,304
-16,068
1215
$158K ﹤0.01%
5,239
+262
1216
$158K ﹤0.01%
469
-433
1217
$158K ﹤0.01%
1,062
+450
1218
$158K ﹤0.01%
3,994
-37
1219
$158K ﹤0.01%
9,270
-32,029
1220
$157K ﹤0.01%
25,119
-10,994
1221
$157K ﹤0.01%
4,536
-8,201
1222
$157K ﹤0.01%
675
+86
1223
$157K ﹤0.01%
+3,103
1224
$156K ﹤0.01%
4,820
+3,288
1225
$155K ﹤0.01%
2,282
-6,668