Simplex Trading

Simplex Trading Portfolio holdings

AUM $3.72B
1-Year Est. Return 0.6%
 

Simplex Trading, founded in 2004 and headquartered in Chicago, Illinois, is a technology-driven proprietary trading firm specializing in market-making and liquidity provision, primarily in U.S. equity options and futures options. Leveraging advanced proprietary software and data-driven analysis, the firm optimizes trading strategies and develops innovative solutions to capitalize on financial market opportunities, maintaining a competitive edge through automation and a collaborative team of technologists and traders. With a workforce exceeding 300 and led by CEO Erik Swanson since 2014, Simplex operates with a low-ego, high-intelligence culture, focusing on minimal bureaucracy and rapid execution, while also making strategic venture capital investments in fintech startups. Recognized as a top workplace in Chicago by Built In’s 2025 awards, Simplex continues to evolve, blending cutting-edge technology with a commitment to market efficiency and growth.

This Quarter Est. Return
1 Year Est. Return
+0.6%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$2.18B
AUM Growth
+$387M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
3,993
New
Increased
Reduced
Closed

Top Buys

1 +$41.7M
2 +$33.6M
3 +$33.4M
4
AAPL icon
Apple
AAPL
+$27.9M
5
GOOG icon
Alphabet (Google) Class C
GOOG
+$26M

Top Sells

1 +$60M
2 +$49.5M
3 +$26M
4
AMZN icon
Amazon
AMZN
+$25.2M
5
BA icon
Boeing
BA
+$22.1M

Sector Composition

1 Consumer Discretionary 23.12%
2 Technology 13.05%
3 Healthcare 11.53%
4 Industrials 7.38%
5 Communication Services 6.71%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake
Capital Flow
1201
$131K ﹤0.01%
+2,887
1202
$131K ﹤0.01%
26,764
+25,329
1203
$131K ﹤0.01%
+2,191
1204
$130K ﹤0.01%
+1,881
1205
$130K ﹤0.01%
1,047
+944
1206
$130K ﹤0.01%
3,589
+3,058
1207
$129K ﹤0.01%
2,255
-2,852
1208
$129K ﹤0.01%
27,924
+15,231
1209
$128K ﹤0.01%
+502
1210
$128K ﹤0.01%
+14,329
1211
$127K ﹤0.01%
+10,106
1212
$127K ﹤0.01%
5,049
-6,107
1213
$126K ﹤0.01%
+1,851
1214
$126K ﹤0.01%
+1,598
1215
$126K ﹤0.01%
766
+358
1216
$126K ﹤0.01%
14,574
+10,529
1217
$126K ﹤0.01%
2,322
+1,753
1218
$125K ﹤0.01%
7,148
+6,208
1219
$125K ﹤0.01%
+589
1220
$125K ﹤0.01%
2,744
-29,451
1221
$125K ﹤0.01%
4,001
+1,562
1222
$125K ﹤0.01%
7,392
-8,450
1223
$125K ﹤0.01%
8,697
+8,449
1224
$124K ﹤0.01%
+22,752
1225
$124K ﹤0.01%
4,009
-2,089