Simplex Trading

Simplex Trading Portfolio holdings

AUM $3.72B
1-Year Est. Return 0.6%
 

Simplex Trading, founded in 2004 and headquartered in Chicago, Illinois, is a technology-driven proprietary trading firm specializing in market-making and liquidity provision, primarily in U.S. equity options and futures options. Leveraging advanced proprietary software and data-driven analysis, the firm optimizes trading strategies and develops innovative solutions to capitalize on financial market opportunities, maintaining a competitive edge through automation and a collaborative team of technologists and traders. With a workforce exceeding 300 and led by CEO Erik Swanson since 2014, Simplex operates with a low-ego, high-intelligence culture, focusing on minimal bureaucracy and rapid execution, while also making strategic venture capital investments in fintech startups. Recognized as a top workplace in Chicago by Built In’s 2025 awards, Simplex continues to evolve, blending cutting-edge technology with a commitment to market efficiency and growth.

This Quarter Est. Return
1 Year Est. Return
+0.6%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$2.01B
AUM Growth
+$493M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
3,735
New
Increased
Reduced
Closed

Top Buys

1 +$85.4M
2 +$75.9M
3 +$42.6M
4
NFLX icon
Netflix
NFLX
+$41.1M
5
EFA icon
iShares MSCI EAFE ETF
EFA
+$40.5M

Top Sells

1 +$65.7M
2 +$25.5M
3 +$24.4M
4
DIA icon
SPDR Dow Jones Industrial Average ETF Trust
DIA
+$24.3M
5
AVGO icon
Broadcom
AVGO
+$21.3M

Sector Composition

1 Technology 15.2%
2 Consumer Discretionary 14.52%
3 Communication Services 10.57%
4 Healthcare 8.15%
5 Financials 7.15%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake
Capital Flow
1201
$56K ﹤0.01%
16,246
+10,542
1202
$56K ﹤0.01%
530
-1,331
1203
$55K ﹤0.01%
4,254
-38,601
1204
$55K ﹤0.01%
+1,506
1205
$55K ﹤0.01%
5,692
+4,308
1206
$55K ﹤0.01%
+4,317
1207
$55K ﹤0.01%
14,384
+12,718
1208
$54K ﹤0.01%
+3,964
1209
$54K ﹤0.01%
3,085
+1,018
1210
$54K ﹤0.01%
5,565
+3,685
1211
$54K ﹤0.01%
+3,162
1212
$53K ﹤0.01%
452
-321
1213
$53K ﹤0.01%
1,606
+1,409
1214
$53K ﹤0.01%
+11,413
1215
$53K ﹤0.01%
1,930
-29
1216
$53K ﹤0.01%
+1,240
1217
$53K ﹤0.01%
+1,765
1218
$53K ﹤0.01%
4,516
+2,814
1219
$52K ﹤0.01%
2,256
+1,365
1220
$52K ﹤0.01%
256
-24
1221
$52K ﹤0.01%
12,942
+549
1222
$52K ﹤0.01%
10,410
-23,859
1223
$51K ﹤0.01%
2,409
-3,932
1224
$51K ﹤0.01%
+1,259
1225
$51K ﹤0.01%
+1,336