Simplex Trading

Simplex Trading Portfolio holdings

AUM $3.72B
1-Year Est. Return 0.6%
 

Simplex Trading, founded in 2004 and headquartered in Chicago, Illinois, is a technology-driven proprietary trading firm specializing in market-making and liquidity provision, primarily in U.S. equity options and futures options. Leveraging advanced proprietary software and data-driven analysis, the firm optimizes trading strategies and develops innovative solutions to capitalize on financial market opportunities, maintaining a competitive edge through automation and a collaborative team of technologists and traders. With a workforce exceeding 300 and led by CEO Erik Swanson since 2014, Simplex operates with a low-ego, high-intelligence culture, focusing on minimal bureaucracy and rapid execution, while also making strategic venture capital investments in fintech startups. Recognized as a top workplace in Chicago by Built In’s 2025 awards, Simplex continues to evolve, blending cutting-edge technology with a commitment to market efficiency and growth.

This Quarter Est. Return
1 Year Est. Return
+0.6%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$1.13B
AUM Growth
-$101M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
3,588
New
Increased
Reduced
Closed

Top Buys

1 +$29.3M
2 +$23.1M
3 +$18M
4
NFLX icon
Netflix
NFLX
+$17.4M
5
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
+$14M

Top Sells

1 +$120M
2 +$41.3M
3 +$26.9M
4
GOOGL icon
Alphabet (Google) Class A
GOOGL
+$13.8M
5
JNJ icon
Johnson & Johnson
JNJ
+$11.3M

Sector Composition

1 Technology 16.22%
2 Communication Services 16.19%
3 Healthcare 11.36%
4 Industrials 9.74%
5 Consumer Discretionary 8.61%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake
Capital Flow
1201
$29K ﹤0.01%
+455
1202
$29K ﹤0.01%
477
-737
1203
$29K ﹤0.01%
1,367
-11,796
1204
$29K ﹤0.01%
567
-774
1205
$29K ﹤0.01%
484
-327
1206
$28K ﹤0.01%
1,419
+728
1207
$28K ﹤0.01%
1,136
-452
1208
$28K ﹤0.01%
1,704
-2,099
1209
$27K ﹤0.01%
+119
1210
$27K ﹤0.01%
+1,639
1211
$27K ﹤0.01%
23
-202
1212
$27K ﹤0.01%
+2,649
1213
$27K ﹤0.01%
1,310
-2,758
1214
$27K ﹤0.01%
1,064
+924
1215
$27K ﹤0.01%
709
-1,013
1216
$27K ﹤0.01%
4,015
-9,927
1217
$27K ﹤0.01%
+549
1218
$27K ﹤0.01%
21,775
-37,273
1219
$27K ﹤0.01%
+9,013
1220
$27K ﹤0.01%
+2,162
1221
$26K ﹤0.01%
163
+130
1222
$26K ﹤0.01%
1,225
+741
1223
$26K ﹤0.01%
+1,021
1224
$26K ﹤0.01%
+729
1225
$26K ﹤0.01%
6,855
+5,910