Simplex Trading

Simplex Trading Portfolio holdings

AUM $3.72B
1-Year Est. Return 0.6%
 

Simplex Trading, founded in 2004 and headquartered in Chicago, Illinois, is a technology-driven proprietary trading firm specializing in market-making and liquidity provision, primarily in U.S. equity options and futures options. Leveraging advanced proprietary software and data-driven analysis, the firm optimizes trading strategies and develops innovative solutions to capitalize on financial market opportunities, maintaining a competitive edge through automation and a collaborative team of technologists and traders. With a workforce exceeding 300 and led by CEO Erik Swanson since 2014, Simplex operates with a low-ego, high-intelligence culture, focusing on minimal bureaucracy and rapid execution, while also making strategic venture capital investments in fintech startups. Recognized as a top workplace in Chicago by Built In’s 2025 awards, Simplex continues to evolve, blending cutting-edge technology with a commitment to market efficiency and growth.

This Quarter Est. Return
1 Year Est. Return
+0.6%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$1.14B
AUM Growth
-$562M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
3,606
New
Increased
Reduced
Closed

Top Buys

1 +$54.6M
2 +$52.5M
3 +$40.9M
4
AAPL icon
Apple
AAPL
+$16.5M
5
V icon
Visa
V
+$12M

Top Sells

1 +$98.7M
2 +$70.7M
3 +$33.4M
4
GS icon
Goldman Sachs
GS
+$30.2M
5
BA icon
Boeing
BA
+$26.5M

Sector Composition

1 Communication Services 14.71%
2 Consumer Discretionary 14.32%
3 Technology 11.86%
4 Financials 7.38%
5 Industrials 6.44%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake
Capital Flow
1201
$30K ﹤0.01%
5,957
-39,597
1202
$30K ﹤0.01%
359
-3,277
1203
$30K ﹤0.01%
+1,009
1204
$30K ﹤0.01%
+924
1205
$30K ﹤0.01%
9,013
+4,534
1206
$30K ﹤0.01%
+12,119
1207
$30K ﹤0.01%
+2,460
1208
$30K ﹤0.01%
+485
1209
$30K ﹤0.01%
1,047
-8,248
1210
$29K ﹤0.01%
3,682
-3,616
1211
$29K ﹤0.01%
53
+27
1212
$29K ﹤0.01%
7,493
-12,959
1213
$29K ﹤0.01%
569
+466
1214
$29K ﹤0.01%
2,098
-6,443
1215
$29K ﹤0.01%
+824
1216
$29K ﹤0.01%
2,044
-1,063
1217
$28K ﹤0.01%
1,082
-5,031
1218
$28K ﹤0.01%
+594
1219
$28K ﹤0.01%
+114
1220
$28K ﹤0.01%
+2,440
1221
$28K ﹤0.01%
881
-2,277
1222
$28K ﹤0.01%
4,189
-7,479
1223
$28K ﹤0.01%
+3,350
1224
$28K ﹤0.01%
+1,446
1225
$28K ﹤0.01%
5,458
+4,259