Simplex Trading

Simplex Trading Portfolio holdings

AUM $3.72B
1-Year Est. Return 0.6%
 

Simplex Trading, founded in 2004 and headquartered in Chicago, Illinois, is a technology-driven proprietary trading firm specializing in market-making and liquidity provision, primarily in U.S. equity options and futures options. Leveraging advanced proprietary software and data-driven analysis, the firm optimizes trading strategies and develops innovative solutions to capitalize on financial market opportunities, maintaining a competitive edge through automation and a collaborative team of technologists and traders. With a workforce exceeding 300 and led by CEO Erik Swanson since 2014, Simplex operates with a low-ego, high-intelligence culture, focusing on minimal bureaucracy and rapid execution, while also making strategic venture capital investments in fintech startups. Recognized as a top workplace in Chicago by Built In’s 2025 awards, Simplex continues to evolve, blending cutting-edge technology with a commitment to market efficiency and growth.

This Quarter Est. Return
1 Year Est. Return
+0.6%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$1.51B
AUM Growth
-$75.7M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
3,525
New
Increased
Reduced
Closed

Top Buys

1 +$84.3M
2 +$37M
3 +$32.3M
4
MU icon
Micron Technology
MU
+$29.4M
5
QCOM icon
Qualcomm
QCOM
+$18M

Top Sells

1 +$29.8M
2 +$29.3M
3 +$27.7M
4
BKNG icon
Booking.com
BKNG
+$26M
5
T icon
AT&T
T
+$20.8M

Sector Composition

1 Technology 20.65%
2 Communication Services 17.64%
3 Consumer Discretionary 14.77%
4 Healthcare 11.1%
5 Financials 6.35%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake
Capital Flow
1201
$35K ﹤0.01%
2,083
-3,950
1202
$35K ﹤0.01%
13,935
+12,041
1203
$34K ﹤0.01%
909
-4,648
1204
$34K ﹤0.01%
2,356
+1,707
1205
$34K ﹤0.01%
735
-2,007
1206
$34K ﹤0.01%
1,758
+358
1207
$34K ﹤0.01%
9,561
-464
1208
$34K ﹤0.01%
376
+186
1209
$34K ﹤0.01%
+429
1210
$34K ﹤0.01%
5,730
-30,598
1211
$33K ﹤0.01%
300
-43,642
1212
$33K ﹤0.01%
+5,864
1213
$33K ﹤0.01%
+1,759
1214
$33K ﹤0.01%
1,662
+528
1215
$33K ﹤0.01%
+1,661
1216
$33K ﹤0.01%
+497
1217
$33K ﹤0.01%
+600
1218
$33K ﹤0.01%
+3,469
1219
$32K ﹤0.01%
13,337
-5,924
1220
$32K ﹤0.01%
300
-100
1221
$32K ﹤0.01%
+1,194
1222
$32K ﹤0.01%
365
-218
1223
$32K ﹤0.01%
727
+627
1224
$32K ﹤0.01%
3,558
-3,597
1225
$32K ﹤0.01%
7,652
+6,052