Simplex Trading

Simplex Trading Portfolio holdings

AUM $3.72B
1-Year Est. Return 0.6%
 

Simplex Trading, founded in 2004 and headquartered in Chicago, Illinois, is a technology-driven proprietary trading firm specializing in market-making and liquidity provision, primarily in U.S. equity options and futures options. Leveraging advanced proprietary software and data-driven analysis, the firm optimizes trading strategies and develops innovative solutions to capitalize on financial market opportunities, maintaining a competitive edge through automation and a collaborative team of technologists and traders. With a workforce exceeding 300 and led by CEO Erik Swanson since 2014, Simplex operates with a low-ego, high-intelligence culture, focusing on minimal bureaucracy and rapid execution, while also making strategic venture capital investments in fintech startups. Recognized as a top workplace in Chicago by Built In’s 2025 awards, Simplex continues to evolve, blending cutting-edge technology with a commitment to market efficiency and growth.

This Quarter Est. Return
1 Year Est. Return
+0.6%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$1.59B
AUM Growth
+$614M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
3,544
New
Increased
Reduced
Closed

Top Buys

1 +$38.4M
2 +$23.7M
3 +$23.6M
4
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
+$21.7M
5
WFC icon
Wells Fargo
WFC
+$20.4M

Top Sells

1 +$21.6M
2 +$17.2M
3 +$13.3M
4
LLY icon
Eli Lilly
LLY
+$9.69M
5
MA icon
Mastercard
MA
+$8.27M

Sector Composition

1 Technology 14.2%
2 Communication Services 13.46%
3 Consumer Discretionary 12.76%
4 Healthcare 12.43%
5 Financials 10.75%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake
Capital Flow
1201
$32K ﹤0.01%
821
-1,971
1202
$32K ﹤0.01%
+6,300
1203
$32K ﹤0.01%
+2,957
1204
$32K ﹤0.01%
3,845
-900
1205
$32K ﹤0.01%
1,400
-46,588
1206
$31K ﹤0.01%
+635
1207
$31K ﹤0.01%
+1,156
1208
$31K ﹤0.01%
+1,664
1209
$31K ﹤0.01%
270
+19
1210
$31K ﹤0.01%
+1,137
1211
$31K ﹤0.01%
1,261
-2,922
1212
$31K ﹤0.01%
3,125
-1,603
1213
$31K ﹤0.01%
+16,897
1214
$31K ﹤0.01%
839
+602
1215
$30K ﹤0.01%
+1,509
1216
$30K ﹤0.01%
+22,994
1217
$30K ﹤0.01%
+1,179
1218
$30K ﹤0.01%
2,133
-21,657
1219
$29K ﹤0.01%
+391
1220
$29K ﹤0.01%
+642
1221
$29K ﹤0.01%
+376
1222
$29K ﹤0.01%
25
-23
1223
$29K ﹤0.01%
864
+100
1224
$29K ﹤0.01%
+1,337
1225
$29K ﹤0.01%
+5,498