Simplex Trading

Simplex Trading Portfolio holdings

AUM $3.72B
1-Year Est. Return 0.6%
 

Simplex Trading, founded in 2004 and headquartered in Chicago, Illinois, is a technology-driven proprietary trading firm specializing in market-making and liquidity provision, primarily in U.S. equity options and futures options. Leveraging advanced proprietary software and data-driven analysis, the firm optimizes trading strategies and develops innovative solutions to capitalize on financial market opportunities, maintaining a competitive edge through automation and a collaborative team of technologists and traders. With a workforce exceeding 300 and led by CEO Erik Swanson since 2014, Simplex operates with a low-ego, high-intelligence culture, focusing on minimal bureaucracy and rapid execution, while also making strategic venture capital investments in fintech startups. Recognized as a top workplace in Chicago by Built In’s 2025 awards, Simplex continues to evolve, blending cutting-edge technology with a commitment to market efficiency and growth.

This Quarter Est. Return
1 Year Est. Return
+0.6%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$972M
AUM Growth
+$191M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
3,560
New
Increased
Reduced
Closed

Top Buys

1 +$50.9M
2 +$25.9M
3 +$25.1M
4
AMZN icon
Amazon
AMZN
+$21.7M
5
GOOG icon
Alphabet (Google) Class C
GOOG
+$18.3M

Top Sells

1 +$17.4M
2 +$11.9M
3 +$9.91M
4
MDVN
MEDIVATION, INC.
MDVN
+$8.62M
5
HYG icon
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
+$8.15M

Sector Composition

1 Communication Services 15.08%
2 Technology 12.4%
3 Healthcare 11.9%
4 Consumer Discretionary 11.24%
5 Financials 9.26%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake
Capital Flow
1201
$19K ﹤0.01%
907
-11,477
1202
$19K ﹤0.01%
6,440
-39,600
1203
$19K ﹤0.01%
+47
1204
$19K ﹤0.01%
+617
1205
$19K ﹤0.01%
2,159
-1,127
1206
$19K ﹤0.01%
+371
1207
$19K ﹤0.01%
2,377
-6,814
1208
$19K ﹤0.01%
+2,032
1209
$19K ﹤0.01%
+789
1210
$19K ﹤0.01%
+2,223
1211
$18K ﹤0.01%
235
+35
1212
$18K ﹤0.01%
+626
1213
$18K ﹤0.01%
+1,991
1214
$18K ﹤0.01%
1,576
-15,291
1215
$18K ﹤0.01%
2,431
+2,413
1216
$18K ﹤0.01%
229
-2,525
1217
$18K ﹤0.01%
+1,764
1218
$18K ﹤0.01%
+561
1219
$18K ﹤0.01%
+774
1220
$18K ﹤0.01%
+1,291
1221
$18K ﹤0.01%
110
-1,820
1222
$18K ﹤0.01%
+1,489
1223
$17K ﹤0.01%
22
-155
1224
$17K ﹤0.01%
1,892
-8,403
1225
$17K ﹤0.01%
773
+93