Simplex Trading

Simplex Trading Portfolio holdings

AUM $3.72B
1-Year Est. Return 0.6%
 

Simplex Trading, founded in 2004 and headquartered in Chicago, Illinois, is a technology-driven proprietary trading firm specializing in market-making and liquidity provision, primarily in U.S. equity options and futures options. Leveraging advanced proprietary software and data-driven analysis, the firm optimizes trading strategies and develops innovative solutions to capitalize on financial market opportunities, maintaining a competitive edge through automation and a collaborative team of technologists and traders. With a workforce exceeding 300 and led by CEO Erik Swanson since 2014, Simplex operates with a low-ego, high-intelligence culture, focusing on minimal bureaucracy and rapid execution, while also making strategic venture capital investments in fintech startups. Recognized as a top workplace in Chicago by Built In’s 2025 awards, Simplex continues to evolve, blending cutting-edge technology with a commitment to market efficiency and growth.

This Quarter Est. Return
1 Year Est. Return
+0.6%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$781M
AUM Growth
-$9.81M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
3,587
New
Increased
Reduced
Closed

Top Buys

1 +$16.8M
2 +$16.2M
3 +$15.6M
4
GOOGL icon
Alphabet (Google) Class A
GOOGL
+$15.3M
5
WFC icon
Wells Fargo
WFC
+$11.9M

Sector Composition

1 Communication Services 15.83%
2 Healthcare 15.63%
3 Consumer Discretionary 12.92%
4 Technology 11.44%
5 Financials 8.29%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake
Capital Flow
1201
$13K ﹤0.01%
780
-1,098
1202
$13K ﹤0.01%
+208
1203
$13K ﹤0.01%
+1,952
1204
$13K ﹤0.01%
844
+309
1205
$13K ﹤0.01%
1,060
+528
1206
$13K ﹤0.01%
2,009
-18,332
1207
$13K ﹤0.01%
1,191
+276
1208
$13K ﹤0.01%
+757
1209
$13K ﹤0.01%
+573
1210
$13K ﹤0.01%
+403
1211
$13K ﹤0.01%
+424
1212
$13K ﹤0.01%
1,981
-3,108
1213
$13K ﹤0.01%
+245
1214
$13K ﹤0.01%
665
-176
1215
$13K ﹤0.01%
+102
1216
$13K ﹤0.01%
1,189
+760
1217
$13K ﹤0.01%
2,143
+69
1218
$13K ﹤0.01%
1,308
-2,413
1219
$13K ﹤0.01%
538
+448
1220
$12K ﹤0.01%
+684
1221
$12K ﹤0.01%
106
-29
1222
$12K ﹤0.01%
+886
1223
$12K ﹤0.01%
+455
1224
$12K ﹤0.01%
398
1225
$12K ﹤0.01%
1,902
+902