Simplex Trading

Simplex Trading Portfolio holdings

AUM $3.72B
1-Year Est. Return 0.6%
 

Simplex Trading, founded in 2004 and headquartered in Chicago, Illinois, is a technology-driven proprietary trading firm specializing in market-making and liquidity provision, primarily in U.S. equity options and futures options. Leveraging advanced proprietary software and data-driven analysis, the firm optimizes trading strategies and develops innovative solutions to capitalize on financial market opportunities, maintaining a competitive edge through automation and a collaborative team of technologists and traders. With a workforce exceeding 300 and led by CEO Erik Swanson since 2014, Simplex operates with a low-ego, high-intelligence culture, focusing on minimal bureaucracy and rapid execution, while also making strategic venture capital investments in fintech startups. Recognized as a top workplace in Chicago by Built In’s 2025 awards, Simplex continues to evolve, blending cutting-edge technology with a commitment to market efficiency and growth.

This Quarter Est. Return
1 Year Est. Return
+0.6%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$638M
AUM Growth
-$63.4M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
3,505
New
Increased
Reduced
Closed

Top Sells

1 +$36.1M
2 +$17.9M
3 +$14.9M
4
DIS icon
Walt Disney
DIS
+$14.5M
5
BABA icon
Alibaba
BABA
+$13.3M

Sector Composition

1 Technology 15.08%
2 Communication Services 13.51%
3 Consumer Discretionary 9.68%
4 Healthcare 8.98%
5 Financials 8.3%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake
Capital Flow
1201
$14K ﹤0.01%
+270
1202
$14K ﹤0.01%
+12,871
1203
$14K ﹤0.01%
6,978
+4,005
1204
$14K ﹤0.01%
2,827
-1,555
1205
$13K ﹤0.01%
+1,682
1206
$13K ﹤0.01%
305
+292
1207
$13K ﹤0.01%
6
-6
1208
$13K ﹤0.01%
+288
1209
$13K ﹤0.01%
1,204
-1,812
1210
$13K ﹤0.01%
166
+74
1211
$13K ﹤0.01%
1,625
-2,489
1212
$13K ﹤0.01%
+422
1213
$13K ﹤0.01%
+733
1214
$13K ﹤0.01%
+296
1215
$13K ﹤0.01%
2,419
+1,978
1216
$13K ﹤0.01%
2,170
+1,611
1217
$13K ﹤0.01%
5,576
-753
1218
$13K ﹤0.01%
+476
1219
$13K ﹤0.01%
1,023
+98
1220
$13K ﹤0.01%
26,152
+13,637
1221
$13K ﹤0.01%
1,892
-12,942
1222
$13K ﹤0.01%
+474
1223
$13K ﹤0.01%
5,799
+1,567
1224
$13K ﹤0.01%
+204
1225
$13K ﹤0.01%
332
-2,191