Simplex Trading

Simplex Trading Portfolio holdings

AUM $3.72B
1-Year Est. Return 0.6%
 

Simplex Trading, founded in 2004 and headquartered in Chicago, Illinois, is a technology-driven proprietary trading firm specializing in market-making and liquidity provision, primarily in U.S. equity options and futures options. Leveraging advanced proprietary software and data-driven analysis, the firm optimizes trading strategies and develops innovative solutions to capitalize on financial market opportunities, maintaining a competitive edge through automation and a collaborative team of technologists and traders. With a workforce exceeding 300 and led by CEO Erik Swanson since 2014, Simplex operates with a low-ego, high-intelligence culture, focusing on minimal bureaucracy and rapid execution, while also making strategic venture capital investments in fintech startups. Recognized as a top workplace in Chicago by Built In’s 2025 awards, Simplex continues to evolve, blending cutting-edge technology with a commitment to market efficiency and growth.

This Quarter Est. Return
1 Year Est. Return
+0.6%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$3.04B
AUM Growth
-$113M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
4,979
New
Increased
Reduced
Closed

Top Buys

1 +$258M
2 +$75.7M
3 +$67.2M
4
GOOG icon
Alphabet (Google) Class C
GOOG
+$59.4M
5
INTC icon
Intel
INTC
+$45.8M

Top Sells

1 +$56.8M
2 +$45.9M
3 +$32.5M
4
XOM icon
Exxon Mobil
XOM
+$20.4M
5
CAT icon
Caterpillar
CAT
+$19.2M

Sector Composition

1 Technology 26.01%
2 Consumer Discretionary 9.82%
3 Communication Services 9.82%
4 Financials 8.68%
5 Healthcare 6.24%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake
Capital Flow
1176
$93K ﹤0.01%
+3,802
1177
$93K ﹤0.01%
+20,363
1178
$93K ﹤0.01%
+12,551
1179
$93K ﹤0.01%
1,118
-12,165
1180
$93K ﹤0.01%
1,001
+625
1181
$92K ﹤0.01%
9,872
-9,550
1182
$92K ﹤0.01%
2,795
+156
1183
$92K ﹤0.01%
8,613
-34,874
1184
$91K ﹤0.01%
6,327
-280
1185
$91K ﹤0.01%
15,022
-1,554
1186
$91K ﹤0.01%
2,718
+900
1187
$91K ﹤0.01%
+1,412
1188
$91K ﹤0.01%
+1,790
1189
$91K ﹤0.01%
5,154
-6,071
1190
$91K ﹤0.01%
4,317
+2,970
1191
$90K ﹤0.01%
9,210
-7,110
1192
$90K ﹤0.01%
6,531
-32,337
1193
$90K ﹤0.01%
397
-355
1194
$89K ﹤0.01%
3,298
-1,700
1195
$89K ﹤0.01%
2,767
+2,571
1196
$89K ﹤0.01%
+25,874
1197
$89K ﹤0.01%
6,251
+866
1198
$89K ﹤0.01%
3,583
-3,926
1199
$88K ﹤0.01%
2,980
-7,469
1200
$88K ﹤0.01%
8,756
-2,906