Simplex Trading

Simplex Trading Portfolio holdings

AUM $3.72B
1-Year Est. Return 0.6%
 

Simplex Trading, founded in 2004 and headquartered in Chicago, Illinois, is a technology-driven proprietary trading firm specializing in market-making and liquidity provision, primarily in U.S. equity options and futures options. Leveraging advanced proprietary software and data-driven analysis, the firm optimizes trading strategies and develops innovative solutions to capitalize on financial market opportunities, maintaining a competitive edge through automation and a collaborative team of technologists and traders. With a workforce exceeding 300 and led by CEO Erik Swanson since 2014, Simplex operates with a low-ego, high-intelligence culture, focusing on minimal bureaucracy and rapid execution, while also making strategic venture capital investments in fintech startups. Recognized as a top workplace in Chicago by Built In’s 2025 awards, Simplex continues to evolve, blending cutting-edge technology with a commitment to market efficiency and growth.

This Quarter Est. Return
1 Year Est. Return
+0.6%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$2.01B
AUM Growth
+$493M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
3,735
New
Increased
Reduced
Closed

Top Buys

1 +$85.4M
2 +$75.9M
3 +$42.6M
4
NFLX icon
Netflix
NFLX
+$41.1M
5
EFA icon
iShares MSCI EAFE ETF
EFA
+$40.5M

Top Sells

1 +$65.7M
2 +$25.5M
3 +$24.4M
4
DIA icon
SPDR Dow Jones Industrial Average ETF Trust
DIA
+$24.3M
5
AVGO icon
Broadcom
AVGO
+$21.3M

Sector Composition

1 Technology 15.2%
2 Consumer Discretionary 14.52%
3 Communication Services 10.57%
4 Healthcare 8.15%
5 Financials 7.15%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake
Capital Flow
1176
$60K ﹤0.01%
3,866
+1,181
1177
$59K ﹤0.01%
988
-59
1178
$59K ﹤0.01%
+1,325
1179
$59K ﹤0.01%
14,670
+1,046
1180
$59K ﹤0.01%
+4,117
1181
$58K ﹤0.01%
5,410
-19,338
1182
$58K ﹤0.01%
2,198
-635
1183
$58K ﹤0.01%
921
+412
1184
$58K ﹤0.01%
6,873
+75
1185
$58K ﹤0.01%
21,890
+6,102
1186
$58K ﹤0.01%
5,415
+259
1187
$58K ﹤0.01%
+1,330
1188
$58K ﹤0.01%
183
+128
1189
$58K ﹤0.01%
3,759
-2,959
1190
$58K ﹤0.01%
+9,340
1191
$57K ﹤0.01%
+1,100
1192
$57K ﹤0.01%
4,530
-2,770
1193
$57K ﹤0.01%
30,379
+29,530
1194
$57K ﹤0.01%
612
+298
1195
$57K ﹤0.01%
3,256
+400
1196
$57K ﹤0.01%
2,149
+1,424
1197
$57K ﹤0.01%
4,208
-7,357
1198
$57K ﹤0.01%
+5,761
1199
$56K ﹤0.01%
+6,355
1200
$56K ﹤0.01%
1,239
-1,422