Simplex Trading

Simplex Trading Portfolio holdings

AUM $3.72B
1-Year Est. Return 0.6%
 

Simplex Trading, founded in 2004 and headquartered in Chicago, Illinois, is a technology-driven proprietary trading firm specializing in market-making and liquidity provision, primarily in U.S. equity options and futures options. Leveraging advanced proprietary software and data-driven analysis, the firm optimizes trading strategies and develops innovative solutions to capitalize on financial market opportunities, maintaining a competitive edge through automation and a collaborative team of technologists and traders. With a workforce exceeding 300 and led by CEO Erik Swanson since 2014, Simplex operates with a low-ego, high-intelligence culture, focusing on minimal bureaucracy and rapid execution, while also making strategic venture capital investments in fintech startups. Recognized as a top workplace in Chicago by Built In’s 2025 awards, Simplex continues to evolve, blending cutting-edge technology with a commitment to market efficiency and growth.

This Quarter Est. Return
1 Year Est. Return
+0.6%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$1.14B
AUM Growth
-$562M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
3,606
New
Increased
Reduced
Closed

Top Buys

1 +$54.6M
2 +$52.5M
3 +$40.9M
4
AAPL icon
Apple
AAPL
+$16.5M
5
V icon
Visa
V
+$12M

Top Sells

1 +$98.7M
2 +$70.7M
3 +$33.4M
4
GS icon
Goldman Sachs
GS
+$30.2M
5
BA icon
Boeing
BA
+$26.5M

Sector Composition

1 Communication Services 14.71%
2 Consumer Discretionary 14.32%
3 Technology 11.86%
4 Financials 7.38%
5 Industrials 6.44%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake
Capital Flow
1176
$34K ﹤0.01%
5,126
+3,756
1177
$34K ﹤0.01%
+7,311
1178
$34K ﹤0.01%
4,022
+110
1179
$33K ﹤0.01%
+520
1180
$33K ﹤0.01%
11
+7
1181
$33K ﹤0.01%
530
-2,427
1182
$33K ﹤0.01%
2,428
+2,179
1183
$33K ﹤0.01%
834
-420
1184
$33K ﹤0.01%
2,255
+2,130
1185
$33K ﹤0.01%
964
+250
1186
$33K ﹤0.01%
43,455
-5,635
1187
$32K ﹤0.01%
+3,056
1188
$32K ﹤0.01%
1,627
-3,049
1189
$32K ﹤0.01%
979
-63,589
1190
$32K ﹤0.01%
612
-1,109
1191
$32K ﹤0.01%
797
-887
1192
$32K ﹤0.01%
2,059
-3,161
1193
$32K ﹤0.01%
808
-868
1194
$31K ﹤0.01%
+228
1195
$31K ﹤0.01%
3,546
-4,548
1196
$31K ﹤0.01%
1,059
-1,754
1197
$31K ﹤0.01%
800
-9,224
1198
$31K ﹤0.01%
+1,235
1199
$31K ﹤0.01%
1,726
-16,007
1200
$30K ﹤0.01%
3,049
+1,432