Simplex Trading

Simplex Trading Portfolio holdings

AUM $3.72B
1-Year Est. Return 0.6%
 

Simplex Trading, founded in 2004 and headquartered in Chicago, Illinois, is a technology-driven proprietary trading firm specializing in market-making and liquidity provision, primarily in U.S. equity options and futures options. Leveraging advanced proprietary software and data-driven analysis, the firm optimizes trading strategies and develops innovative solutions to capitalize on financial market opportunities, maintaining a competitive edge through automation and a collaborative team of technologists and traders. With a workforce exceeding 300 and led by CEO Erik Swanson since 2014, Simplex operates with a low-ego, high-intelligence culture, focusing on minimal bureaucracy and rapid execution, while also making strategic venture capital investments in fintech startups. Recognized as a top workplace in Chicago by Built In’s 2025 awards, Simplex continues to evolve, blending cutting-edge technology with a commitment to market efficiency and growth.

This Quarter Est. Return
1 Year Est. Return
+0.6%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$1.43B
AUM Growth
-$206M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
3,516
New
Increased
Reduced
Closed

Top Buys

1 +$29.2M
2 +$19.6M
3 +$17.3M
4
AGN
Allergan plc
AGN
+$16.7M
5
EEM icon
iShares MSCI Emerging Markets ETF
EEM
+$14.4M

Top Sells

1 +$86.4M
2 +$58.6M
3 +$49.6M
4
AAPL icon
Apple
AAPL
+$48.8M
5
NTES icon
NetEase
NTES
+$32.4M

Sector Composition

1 Consumer Discretionary 18.31%
2 Technology 17.31%
3 Healthcare 11.47%
4 Communication Services 11.25%
5 Industrials 9.16%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake
Capital Flow
1176
$54K ﹤0.01%
+2,854
1177
$54K ﹤0.01%
2,930
-9,271
1178
$54K ﹤0.01%
+2,463
1179
$53K ﹤0.01%
2,326
+1,300
1180
$53K ﹤0.01%
2,264
+2,179
1181
$53K ﹤0.01%
+1,790
1182
$53K ﹤0.01%
+691
1183
$53K ﹤0.01%
+1,492
1184
$53K ﹤0.01%
2,334
+1,658
1185
$53K ﹤0.01%
1,146
-5,752
1186
$52K ﹤0.01%
+1,601
1187
$52K ﹤0.01%
+1,072
1188
$52K ﹤0.01%
911
+387
1189
$52K ﹤0.01%
+6,853
1190
$52K ﹤0.01%
+2,461
1191
$51K ﹤0.01%
+2,306
1192
$51K ﹤0.01%
4,582
-4,951
1193
$51K ﹤0.01%
1,797
-9,624
1194
$51K ﹤0.01%
452
-3,272
1195
$51K ﹤0.01%
231
-177
1196
$51K ﹤0.01%
1,623
-17,901
1197
$51K ﹤0.01%
25,237
+17,325
1198
$51K ﹤0.01%
+10,759
1199
$51K ﹤0.01%
2,775
-13,220
1200
$51K ﹤0.01%
+8,897