Simplex Trading

Simplex Trading Portfolio holdings

AUM $3.56B
1-Year Est. Return 50.35%
 

Simplex Trading, founded in 2004 and headquartered in Chicago, Illinois, is a technology-driven proprietary trading firm specializing in market-making and liquidity provision, primarily in U.S. equity options and futures options. Leveraging advanced proprietary software and data-driven analysis, the firm optimizes trading strategies and develops innovative solutions to capitalize on financial market opportunities, maintaining a competitive edge through automation and a collaborative team of technologists and traders. With a workforce exceeding 300 and led by CEO Erik Swanson since 2014, Simplex operates with a low-ego, high-intelligence culture, focusing on minimal bureaucracy and rapid execution, while also making strategic venture capital investments in fintech startups. Recognized as a top workplace in Chicago by Built In’s 2025 awards, Simplex continues to evolve, blending cutting-edge technology with a commitment to market efficiency and growth.

This Fund
S&P 500
This Quarter Est. Return
1 Year Est. Return
+50.35%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$3.72B
AUM Growth
+$896M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
4,478
New
Increased
Reduced
Closed

Top Buys

1 +$172M
2 +$156M
3 +$101M
4
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$57.2M
5
UNH icon
UnitedHealth
UNH
+$55.1M

Top Sells

1 +$140M
2 +$47.9M
3 +$38.3M
4
TSM icon
TSMC
TSM
+$37.3M
5
PFE icon
Pfizer
PFE
+$36.9M

Sector Composition

1 Technology 34.69%
2 Communication Services 9.01%
3 Consumer Discretionary 8.66%
4 Healthcare 8.08%
5 Financials 6.39%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake
Capital Flow
1151
$107K ﹤0.01%
+19,084
1152
$107K ﹤0.01%
27,003
+11,632
1153
$107K ﹤0.01%
13,493
+13,053
1154
$107K ﹤0.01%
12,593
+8,777
1155
$106K ﹤0.01%
+16,787
1156
$106K ﹤0.01%
2,886
+1,804
1157
$106K ﹤0.01%
36,478
-6,190
1158
$106K ﹤0.01%
+67,251
1159
$105K ﹤0.01%
16,700
-11,189
1160
$104K ﹤0.01%
356
-3,486
1161
$104K ﹤0.01%
3,562
+604
1162
$104K ﹤0.01%
2,481
+1,844
1163
$103K ﹤0.01%
+1,511
1164
$103K ﹤0.01%
6,799
+3,557
1165
$103K ﹤0.01%
+6,479
1166
$103K ﹤0.01%
8,881
-23,790
1167
$103K ﹤0.01%
33,230
+33,059
1168
$102K ﹤0.01%
11,484
-21,665
1169
$102K ﹤0.01%
2,259
+379
1170
$102K ﹤0.01%
27,310
+724
1171
$101K ﹤0.01%
50,540
+15,811
1172
$101K ﹤0.01%
22,424
+8,099
1173
$101K ﹤0.01%
5,604
+3,076
1174
$101K ﹤0.01%
+41,379
1175
$100K ﹤0.01%
10,120
+1,715