Simplex Trading

Simplex Trading Portfolio holdings

AUM $3.72B
1-Year Est. Return 0.6%
 

Simplex Trading, founded in 2004 and headquartered in Chicago, Illinois, is a technology-driven proprietary trading firm specializing in market-making and liquidity provision, primarily in U.S. equity options and futures options. Leveraging advanced proprietary software and data-driven analysis, the firm optimizes trading strategies and develops innovative solutions to capitalize on financial market opportunities, maintaining a competitive edge through automation and a collaborative team of technologists and traders. With a workforce exceeding 300 and led by CEO Erik Swanson since 2014, Simplex operates with a low-ego, high-intelligence culture, focusing on minimal bureaucracy and rapid execution, while also making strategic venture capital investments in fintech startups. Recognized as a top workplace in Chicago by Built In’s 2025 awards, Simplex continues to evolve, blending cutting-edge technology with a commitment to market efficiency and growth.

This Quarter Est. Return
1 Year Est. Return
+0.6%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$3.04B
AUM Growth
-$113M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
4,979
New
Increased
Reduced
Closed

Top Buys

1 +$258M
2 +$75.7M
3 +$67.2M
4
GOOG icon
Alphabet (Google) Class C
GOOG
+$59.4M
5
INTC icon
Intel
INTC
+$45.8M

Top Sells

1 +$56.8M
2 +$45.9M
3 +$32.5M
4
XOM icon
Exxon Mobil
XOM
+$20.4M
5
CAT icon
Caterpillar
CAT
+$19.2M

Sector Composition

1 Technology 26.01%
2 Consumer Discretionary 9.82%
3 Communication Services 9.82%
4 Financials 8.68%
5 Healthcare 6.24%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake
Capital Flow
1151
$99K ﹤0.01%
+2,593
1152
$98K ﹤0.01%
+4,434
1153
$98K ﹤0.01%
10,390
+3,582
1154
$98K ﹤0.01%
+6,944
1155
$98K ﹤0.01%
12,284
+12,220
1156
$98K ﹤0.01%
8,134
+133
1157
$97K ﹤0.01%
3,100
+2,100
1158
$97K ﹤0.01%
7,524
+5,869
1159
$97K ﹤0.01%
16,088
-3,754
1160
$97K ﹤0.01%
2,507
+536
1161
$97K ﹤0.01%
6,952
+25
1162
$97K ﹤0.01%
+14,448
1163
$96K ﹤0.01%
1,219
-3,154
1164
$96K ﹤0.01%
42,837
-19,253
1165
$96K ﹤0.01%
4,856
+4,653
1166
$96K ﹤0.01%
20,499
-195,211
1167
$96K ﹤0.01%
+23,780
1168
$95K ﹤0.01%
5,307
-2,606
1169
$95K ﹤0.01%
2,071
+348
1170
$94K ﹤0.01%
14,548
-357
1171
$94K ﹤0.01%
4,557
+1,634
1172
$94K ﹤0.01%
+8,596
1173
$94K ﹤0.01%
+22,163
1174
$94K ﹤0.01%
13,731
+8,314
1175
$94K ﹤0.01%
3,018
+733