Simplex Trading

Simplex Trading Portfolio holdings

AUM $3.72B
1-Year Est. Return 0.6%
 

Simplex Trading, founded in 2004 and headquartered in Chicago, Illinois, is a technology-driven proprietary trading firm specializing in market-making and liquidity provision, primarily in U.S. equity options and futures options. Leveraging advanced proprietary software and data-driven analysis, the firm optimizes trading strategies and develops innovative solutions to capitalize on financial market opportunities, maintaining a competitive edge through automation and a collaborative team of technologists and traders. With a workforce exceeding 300 and led by CEO Erik Swanson since 2014, Simplex operates with a low-ego, high-intelligence culture, focusing on minimal bureaucracy and rapid execution, while also making strategic venture capital investments in fintech startups. Recognized as a top workplace in Chicago by Built In’s 2025 awards, Simplex continues to evolve, blending cutting-edge technology with a commitment to market efficiency and growth.

This Quarter Est. Return
1 Year Est. Return
+0.6%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$3.05B
AUM Growth
+$234M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
4,916
New
Increased
Reduced
Closed

Top Buys

1 +$42.3M
2 +$37.4M
3 +$34M
4
FXI icon
iShares China Large-Cap ETF
FXI
+$33M
5
MRK icon
Merck
MRK
+$28M

Top Sells

1 +$38.3M
2 +$37.6M
3 +$33M
4
AMD icon
Advanced Micro Devices
AMD
+$30.6M
5
MU icon
Micron Technology
MU
+$28.3M

Sector Composition

1 Technology 20.53%
2 Consumer Discretionary 13.81%
3 Healthcare 11.4%
4 Communication Services 7.32%
5 Industrials 6.51%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake
Capital Flow
1151
$220K ﹤0.01%
3,400
-46,456
1152
$220K ﹤0.01%
5,284
-7,139
1153
$219K ﹤0.01%
+8,568
1154
$219K ﹤0.01%
+26,919
1155
$217K ﹤0.01%
13,514
+1,813
1156
$217K ﹤0.01%
9,132
+6,559
1157
$217K ﹤0.01%
2,024
+1,523
1158
$216K ﹤0.01%
+1,764
1159
$214K ﹤0.01%
+14,402
1160
$214K ﹤0.01%
3,363
+1,651
1161
$214K ﹤0.01%
1,574
+373
1162
$214K ﹤0.01%
4,500
+4,140
1163
$214K ﹤0.01%
+51,051
1164
$214K ﹤0.01%
7,862
+564
1165
$213K ﹤0.01%
+29,184
1166
$213K ﹤0.01%
+21,166
1167
$213K ﹤0.01%
12,487
-2,027
1168
$212K ﹤0.01%
+3,039
1169
$212K ﹤0.01%
+2,974
1170
$212K ﹤0.01%
+31,527
1171
$211K ﹤0.01%
784
+295
1172
$210K ﹤0.01%
+986
1173
$210K ﹤0.01%
+2,291
1174
$210K ﹤0.01%
14,961
-23,164
1175
$209K ﹤0.01%
17,603
+17,048