Simplex Trading

Simplex Trading Portfolio holdings

AUM $3.72B
1-Year Est. Return 0.6%
 

Simplex Trading, founded in 2004 and headquartered in Chicago, Illinois, is a technology-driven proprietary trading firm specializing in market-making and liquidity provision, primarily in U.S. equity options and futures options. Leveraging advanced proprietary software and data-driven analysis, the firm optimizes trading strategies and develops innovative solutions to capitalize on financial market opportunities, maintaining a competitive edge through automation and a collaborative team of technologists and traders. With a workforce exceeding 300 and led by CEO Erik Swanson since 2014, Simplex operates with a low-ego, high-intelligence culture, focusing on minimal bureaucracy and rapid execution, while also making strategic venture capital investments in fintech startups. Recognized as a top workplace in Chicago by Built In’s 2025 awards, Simplex continues to evolve, blending cutting-edge technology with a commitment to market efficiency and growth.

This Quarter Est. Return
1 Year Est. Return
+0.6%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$1.79B
AUM Growth
-$395M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
4,299
New
Increased
Reduced
Closed

Top Buys

1 +$32.1M
2 +$23.3M
3 +$17.3M
4
PFE icon
Pfizer
PFE
+$16.8M
5
AAL icon
American Airlines Group
AAL
+$14.5M

Top Sells

1 +$64.4M
2 +$38.1M
3 +$32.2M
4
SPY icon
SPDR S&P 500 ETF Trust
SPY
+$25.3M
5
AAPL icon
Apple
AAPL
+$22.5M

Sector Composition

1 Technology 20.25%
2 Consumer Discretionary 15.22%
3 Healthcare 10.04%
4 Financials 9.2%
5 Industrials 9.11%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake
Capital Flow
1151
$180K ﹤0.01%
+2,548
1152
$180K ﹤0.01%
974
+643
1153
$180K ﹤0.01%
20,140
+5,976
1154
$179K ﹤0.01%
7,644
+4,508
1155
$179K ﹤0.01%
+9,997
1156
$178K ﹤0.01%
18,481
+16,000
1157
$178K ﹤0.01%
55,363
+48,629
1158
$178K ﹤0.01%
5,611
+1,203
1159
$177K ﹤0.01%
5,275
-1,271
1160
$177K ﹤0.01%
45,494
+32,511
1161
$176K ﹤0.01%
2,978
+2,774
1162
$175K ﹤0.01%
+14,591
1163
$175K ﹤0.01%
28,428
+26,176
1164
$174K ﹤0.01%
+7,359
1165
$174K ﹤0.01%
4,763
+2,983
1166
$173K ﹤0.01%
+18,305
1167
$172K ﹤0.01%
8,098
-3,262
1168
$172K ﹤0.01%
+3,138
1169
$172K ﹤0.01%
6,945
+4,061
1170
$172K ﹤0.01%
8,652
+3,807
1171
$172K ﹤0.01%
75,572
+74,553
1172
$172K ﹤0.01%
5,475
+3,434
1173
$172K ﹤0.01%
2,305
+2,064
1174
$172K ﹤0.01%
3,574
+3,349
1175
$172K ﹤0.01%
+150