Simplex Trading

Simplex Trading Portfolio holdings

AUM $3.72B
1-Year Est. Return 0.6%
 

Simplex Trading, founded in 2004 and headquartered in Chicago, Illinois, is a technology-driven proprietary trading firm specializing in market-making and liquidity provision, primarily in U.S. equity options and futures options. Leveraging advanced proprietary software and data-driven analysis, the firm optimizes trading strategies and develops innovative solutions to capitalize on financial market opportunities, maintaining a competitive edge through automation and a collaborative team of technologists and traders. With a workforce exceeding 300 and led by CEO Erik Swanson since 2014, Simplex operates with a low-ego, high-intelligence culture, focusing on minimal bureaucracy and rapid execution, while also making strategic venture capital investments in fintech startups. Recognized as a top workplace in Chicago by Built In’s 2025 awards, Simplex continues to evolve, blending cutting-edge technology with a commitment to market efficiency and growth.

This Quarter Est. Return
1 Year Est. Return
+0.6%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$2.18B
AUM Growth
+$387M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
3,993
New
Increased
Reduced
Closed

Top Buys

1 +$41.7M
2 +$33.6M
3 +$33.4M
4
AAPL icon
Apple
AAPL
+$27.9M
5
GOOG icon
Alphabet (Google) Class C
GOOG
+$26M

Top Sells

1 +$60M
2 +$49.5M
3 +$26M
4
AMZN icon
Amazon
AMZN
+$25.2M
5
BA icon
Boeing
BA
+$22.1M

Sector Composition

1 Consumer Discretionary 23.12%
2 Technology 13.05%
3 Healthcare 11.53%
4 Industrials 7.38%
5 Communication Services 6.71%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake
Capital Flow
1151
$144K ﹤0.01%
9,508
+3,129
1152
$144K ﹤0.01%
404
-3,136
1153
$144K ﹤0.01%
+2,500
1154
$144K ﹤0.01%
3,015
+998
1155
$143K ﹤0.01%
+19,490
1156
$143K ﹤0.01%
+7,570
1157
$143K ﹤0.01%
18,552
-425
1158
$143K ﹤0.01%
7,331
-14,154
1159
$143K ﹤0.01%
12,504
+5,956
1160
$142K ﹤0.01%
+26,406
1161
$142K ﹤0.01%
+8,511
1162
$142K ﹤0.01%
18,089
-13,909
1163
$142K ﹤0.01%
633
-8,445
1164
$142K ﹤0.01%
+19,308
1165
$141K ﹤0.01%
4,680
-223,600
1166
$141K ﹤0.01%
+3,022
1167
$141K ﹤0.01%
53,874
+9,540
1168
$140K ﹤0.01%
4,977
+871
1169
$140K ﹤0.01%
+873
1170
$139K ﹤0.01%
+824
1171
$139K ﹤0.01%
1,070
+570
1172
$139K ﹤0.01%
+1,946
1173
$138K ﹤0.01%
3,956
-6,785
1174
$138K ﹤0.01%
+3,212
1175
$138K ﹤0.01%
2,224
-3,906