Simplex Trading

Simplex Trading Portfolio holdings

AUM $3.72B
1-Year Est. Return 0.6%
 

Simplex Trading, founded in 2004 and headquartered in Chicago, Illinois, is a technology-driven proprietary trading firm specializing in market-making and liquidity provision, primarily in U.S. equity options and futures options. Leveraging advanced proprietary software and data-driven analysis, the firm optimizes trading strategies and develops innovative solutions to capitalize on financial market opportunities, maintaining a competitive edge through automation and a collaborative team of technologists and traders. With a workforce exceeding 300 and led by CEO Erik Swanson since 2014, Simplex operates with a low-ego, high-intelligence culture, focusing on minimal bureaucracy and rapid execution, while also making strategic venture capital investments in fintech startups. Recognized as a top workplace in Chicago by Built In’s 2025 awards, Simplex continues to evolve, blending cutting-edge technology with a commitment to market efficiency and growth.

This Quarter Est. Return
1 Year Est. Return
+0.6%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$2.01B
AUM Growth
+$493M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
3,735
New
Increased
Reduced
Closed

Top Buys

1 +$85.4M
2 +$75.9M
3 +$42.6M
4
NFLX icon
Netflix
NFLX
+$41.1M
5
EFA icon
iShares MSCI EAFE ETF
EFA
+$40.5M

Top Sells

1 +$65.7M
2 +$25.5M
3 +$24.4M
4
DIA icon
SPDR Dow Jones Industrial Average ETF Trust
DIA
+$24.3M
5
AVGO icon
Broadcom
AVGO
+$21.3M

Sector Composition

1 Technology 15.2%
2 Consumer Discretionary 14.52%
3 Communication Services 10.57%
4 Healthcare 8.15%
5 Financials 7.15%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake
Capital Flow
1151
$65K ﹤0.01%
2,800
-42,688
1152
$65K ﹤0.01%
12,519
+8,066
1153
$65K ﹤0.01%
6,158
-2,501
1154
$64K ﹤0.01%
+480
1155
$64K ﹤0.01%
803
-62,099
1156
$64K ﹤0.01%
2,497
+277
1157
$64K ﹤0.01%
+1,867
1158
$64K ﹤0.01%
+543
1159
$63K ﹤0.01%
10,703
-15,237
1160
$63K ﹤0.01%
5,618
+4,278
1161
$62K ﹤0.01%
1,386
-5,705
1162
$62K ﹤0.01%
4,539
+4,413
1163
$62K ﹤0.01%
2,638
-42,839
1164
$62K ﹤0.01%
+8,686
1165
$62K ﹤0.01%
+402
1166
$62K ﹤0.01%
4,496
+396
1167
$62K ﹤0.01%
3,012
+2,987
1168
$62K ﹤0.01%
+2,061
1169
$61K ﹤0.01%
+873
1170
$61K ﹤0.01%
7,837
+7,831
1171
$61K ﹤0.01%
+790
1172
$61K ﹤0.01%
+7,494
1173
$61K ﹤0.01%
44,259
+28,631
1174
$60K ﹤0.01%
+323
1175
$60K ﹤0.01%
6,895
+4,939