Simplex Trading

Simplex Trading Portfolio holdings

AUM $3.72B
1-Year Est. Return 0.6%
 

Simplex Trading, founded in 2004 and headquartered in Chicago, Illinois, is a technology-driven proprietary trading firm specializing in market-making and liquidity provision, primarily in U.S. equity options and futures options. Leveraging advanced proprietary software and data-driven analysis, the firm optimizes trading strategies and develops innovative solutions to capitalize on financial market opportunities, maintaining a competitive edge through automation and a collaborative team of technologists and traders. With a workforce exceeding 300 and led by CEO Erik Swanson since 2014, Simplex operates with a low-ego, high-intelligence culture, focusing on minimal bureaucracy and rapid execution, while also making strategic venture capital investments in fintech startups. Recognized as a top workplace in Chicago by Built In’s 2025 awards, Simplex continues to evolve, blending cutting-edge technology with a commitment to market efficiency and growth.

This Quarter Est. Return
1 Year Est. Return
+0.6%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$1.13B
AUM Growth
-$101M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
3,588
New
Increased
Reduced
Closed

Top Buys

1 +$29.3M
2 +$23.1M
3 +$18M
4
NFLX icon
Netflix
NFLX
+$17.4M
5
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
+$14M

Top Sells

1 +$120M
2 +$41.3M
3 +$26.9M
4
GOOGL icon
Alphabet (Google) Class A
GOOGL
+$13.8M
5
JNJ icon
Johnson & Johnson
JNJ
+$11.3M

Sector Composition

1 Technology 16.22%
2 Communication Services 16.19%
3 Healthcare 11.36%
4 Industrials 9.74%
5 Consumer Discretionary 8.61%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake
Capital Flow
1151
$36K ﹤0.01%
+8,888
1152
$35K ﹤0.01%
+4,776
1153
$35K ﹤0.01%
+748
1154
$35K ﹤0.01%
1,737
-353
1155
$35K ﹤0.01%
33,998
+6,919
1156
$35K ﹤0.01%
+15,094
1157
$34K ﹤0.01%
1,301
-2,110
1158
$34K ﹤0.01%
721
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1159
$34K ﹤0.01%
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1160
$34K ﹤0.01%
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1161
$34K ﹤0.01%
+880
1162
$34K ﹤0.01%
6,273
-1,669
1163
$34K ﹤0.01%
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1164
$34K ﹤0.01%
+126
1165
$34K ﹤0.01%
688
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1166
$34K ﹤0.01%
3,409
-25,951
1167
$34K ﹤0.01%
+3,103
1168
$34K ﹤0.01%
+9,471
1169
$33K ﹤0.01%
+939
1170
$33K ﹤0.01%
+3,237
1171
$33K ﹤0.01%
+697
1172
$33K ﹤0.01%
+233
1173
$32K ﹤0.01%
4,550
-1,319
1174
$32K ﹤0.01%
612
-5,053
1175
$32K ﹤0.01%
2,799
+1,924