Simplex Trading

Simplex Trading Portfolio holdings

AUM $3.72B
1-Year Est. Return 0.6%
 

Simplex Trading, founded in 2004 and headquartered in Chicago, Illinois, is a technology-driven proprietary trading firm specializing in market-making and liquidity provision, primarily in U.S. equity options and futures options. Leveraging advanced proprietary software and data-driven analysis, the firm optimizes trading strategies and develops innovative solutions to capitalize on financial market opportunities, maintaining a competitive edge through automation and a collaborative team of technologists and traders. With a workforce exceeding 300 and led by CEO Erik Swanson since 2014, Simplex operates with a low-ego, high-intelligence culture, focusing on minimal bureaucracy and rapid execution, while also making strategic venture capital investments in fintech startups. Recognized as a top workplace in Chicago by Built In’s 2025 awards, Simplex continues to evolve, blending cutting-edge technology with a commitment to market efficiency and growth.

This Quarter Est. Return
1 Year Est. Return
+0.6%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$1.23B
AUM Growth
+$82.8M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
3,603
New
Increased
Reduced
Closed

Top Buys

1 +$92M
2 +$25.4M
3 +$12.8M
4
BIDU icon
Baidu
BIDU
+$12.2M
5
RHT
Red Hat Inc
RHT
+$11.6M

Top Sells

1 +$61.4M
2 +$59.6M
3 +$35.5M
4
AAPL icon
Apple
AAPL
+$19.6M
5
XLF icon
Financial Select Sector SPDR Fund
XLF
+$18.2M

Sector Composition

1 Communication Services 16.98%
2 Technology 12.42%
3 Healthcare 10.02%
4 Consumer Discretionary 8.53%
5 Industrials 6.01%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake
Capital Flow
1151
$41K ﹤0.01%
+1,390
1152
$41K ﹤0.01%
+68
1153
$41K ﹤0.01%
27,079
+8,559
1154
$41K ﹤0.01%
+16,921
1155
$40K ﹤0.01%
4,172
+626
1156
$40K ﹤0.01%
+1,381
1157
$40K ﹤0.01%
1,196
-135
1158
$40K ﹤0.01%
+1,200
1159
$40K ﹤0.01%
+652
1160
$40K ﹤0.01%
+2,090
1161
$40K ﹤0.01%
717
+148
1162
$40K ﹤0.01%
1,316
+377
1163
$40K ﹤0.01%
+2,635
1164
$39K ﹤0.01%
729
-4,079
1165
$39K ﹤0.01%
+1,690
1166
$39K ﹤0.01%
+2,262
1167
$39K ﹤0.01%
11,777
-18,599
1168
$39K ﹤0.01%
913
-33
1169
$38K ﹤0.01%
3,035
-8,397
1170
$38K ﹤0.01%
+738
1171
$38K ﹤0.01%
3,166
+2,474
1172
$38K ﹤0.01%
+1,659
1173
$38K ﹤0.01%
+2,232
1174
$38K ﹤0.01%
7,716
-4,594
1175
$37K ﹤0.01%
+1,374