Simplex Trading

Simplex Trading Portfolio holdings

AUM $3.72B
1-Year Est. Return 0.6%
 

Simplex Trading, founded in 2004 and headquartered in Chicago, Illinois, is a technology-driven proprietary trading firm specializing in market-making and liquidity provision, primarily in U.S. equity options and futures options. Leveraging advanced proprietary software and data-driven analysis, the firm optimizes trading strategies and develops innovative solutions to capitalize on financial market opportunities, maintaining a competitive edge through automation and a collaborative team of technologists and traders. With a workforce exceeding 300 and led by CEO Erik Swanson since 2014, Simplex operates with a low-ego, high-intelligence culture, focusing on minimal bureaucracy and rapid execution, while also making strategic venture capital investments in fintech startups. Recognized as a top workplace in Chicago by Built In’s 2025 awards, Simplex continues to evolve, blending cutting-edge technology with a commitment to market efficiency and growth.

This Quarter Est. Return
1 Year Est. Return
+0.6%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$1.14B
AUM Growth
-$562M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
3,606
New
Increased
Reduced
Closed

Top Buys

1 +$54.6M
2 +$52.5M
3 +$40.9M
4
AAPL icon
Apple
AAPL
+$16.5M
5
V icon
Visa
V
+$12M

Top Sells

1 +$98.7M
2 +$70.7M
3 +$33.4M
4
GS icon
Goldman Sachs
GS
+$30.2M
5
BA icon
Boeing
BA
+$26.5M

Sector Composition

1 Communication Services 14.71%
2 Consumer Discretionary 14.32%
3 Technology 11.86%
4 Financials 7.38%
5 Industrials 6.44%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake
Capital Flow
1151
$36K ﹤0.01%
+5,600
1152
$36K ﹤0.01%
1,588
+1,000
1153
$36K ﹤0.01%
1,610
-12,497
1154
$36K ﹤0.01%
1,120
-4,688
1155
$36K ﹤0.01%
1,585
+1,257
1156
$36K ﹤0.01%
+3,656
1157
$36K ﹤0.01%
+1,084
1158
$36K ﹤0.01%
1,390
+1,190
1159
$35K ﹤0.01%
10,554
-2,685
1160
$35K ﹤0.01%
+409
1161
$35K ﹤0.01%
5,706
+852
1162
$35K ﹤0.01%
+595
1163
$35K ﹤0.01%
598
-3,878
1164
$35K ﹤0.01%
+1,188
1165
$35K ﹤0.01%
+1,262
1166
$35K ﹤0.01%
+398
1167
$35K ﹤0.01%
+5,171
1168
$35K ﹤0.01%
2,951
+1,447
1169
$35K ﹤0.01%
+18,520
1170
$35K ﹤0.01%
534
+54
1171
$34K ﹤0.01%
+1,029
1172
$34K ﹤0.01%
2,479
-2,143
1173
$34K ﹤0.01%
+2,560
1174
$34K ﹤0.01%
1,411
+716
1175
$34K ﹤0.01%
+606