Simplex Trading

Simplex Trading Portfolio holdings

AUM $3.72B
1-Year Est. Return 0.6%
 

Simplex Trading, founded in 2004 and headquartered in Chicago, Illinois, is a technology-driven proprietary trading firm specializing in market-making and liquidity provision, primarily in U.S. equity options and futures options. Leveraging advanced proprietary software and data-driven analysis, the firm optimizes trading strategies and develops innovative solutions to capitalize on financial market opportunities, maintaining a competitive edge through automation and a collaborative team of technologists and traders. With a workforce exceeding 300 and led by CEO Erik Swanson since 2014, Simplex operates with a low-ego, high-intelligence culture, focusing on minimal bureaucracy and rapid execution, while also making strategic venture capital investments in fintech startups. Recognized as a top workplace in Chicago by Built In’s 2025 awards, Simplex continues to evolve, blending cutting-edge technology with a commitment to market efficiency and growth.

This Quarter Est. Return
1 Year Est. Return
+0.6%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$791M
AUM Growth
+$153M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
3,551
New
Increased
Reduced
Closed

Top Buys

1 +$29.3M
2 +$18.1M
3 +$14.9M
4
BIIB icon
Biogen
BIIB
+$13.7M
5
V icon
Visa
V
+$13.3M

Top Sells

1 +$37.4M
2 +$20.1M
3 +$15.8M
4
C icon
Citigroup
C
+$13.9M
5
MDY icon
SPDR S&P MidCap 400 ETF Trust
MDY
+$12.9M

Sector Composition

1 Communication Services 12.51%
2 Healthcare 12.38%
3 Technology 12.22%
4 Consumer Discretionary 8.59%
5 Financials 8.53%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake
Capital Flow
1151
$19K ﹤0.01%
+1,281
1152
$19K ﹤0.01%
+731
1153
$19K ﹤0.01%
+6,555
1154
$18K ﹤0.01%
+2,888
1155
$18K ﹤0.01%
188
-2,124
1156
$18K ﹤0.01%
9,752
+7,942
1157
$18K ﹤0.01%
+179
1158
$18K ﹤0.01%
367
+127
1159
$18K ﹤0.01%
+6,993
1160
$18K ﹤0.01%
841
+435
1161
$18K ﹤0.01%
+344
1162
$18K ﹤0.01%
+1,105
1163
$18K ﹤0.01%
3,243
-1,015
1164
$18K ﹤0.01%
399
+196
1165
$18K ﹤0.01%
3,639
+2,422
1166
$18K ﹤0.01%
1,107
-1,053
1167
$18K ﹤0.01%
1,860
+122
1168
$17K ﹤0.01%
+2,872
1169
$17K ﹤0.01%
617
+410
1170
$17K ﹤0.01%
471
-3,187
1171
$17K ﹤0.01%
+946
1172
$17K ﹤0.01%
+228
1173
$17K ﹤0.01%
+16
1174
$17K ﹤0.01%
+2,410
1175
$17K ﹤0.01%
579
+365