Simplex Trading

Simplex Trading Portfolio holdings

AUM $3.72B
1-Year Est. Return 0.6%
 

Simplex Trading, founded in 2004 and headquartered in Chicago, Illinois, is a technology-driven proprietary trading firm specializing in market-making and liquidity provision, primarily in U.S. equity options and futures options. Leveraging advanced proprietary software and data-driven analysis, the firm optimizes trading strategies and develops innovative solutions to capitalize on financial market opportunities, maintaining a competitive edge through automation and a collaborative team of technologists and traders. With a workforce exceeding 300 and led by CEO Erik Swanson since 2014, Simplex operates with a low-ego, high-intelligence culture, focusing on minimal bureaucracy and rapid execution, while also making strategic venture capital investments in fintech startups. Recognized as a top workplace in Chicago by Built In’s 2025 awards, Simplex continues to evolve, blending cutting-edge technology with a commitment to market efficiency and growth.

This Quarter Est. Return
1 Year Est. Return
+0.6%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$3.04B
AUM Growth
-$113M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
4,979
New
Increased
Reduced
Closed

Top Buys

1 +$258M
2 +$75.7M
3 +$67.2M
4
GOOG icon
Alphabet (Google) Class C
GOOG
+$59.4M
5
INTC icon
Intel
INTC
+$45.8M

Top Sells

1 +$56.8M
2 +$45.9M
3 +$32.5M
4
XOM icon
Exxon Mobil
XOM
+$20.4M
5
CAT icon
Caterpillar
CAT
+$19.2M

Sector Composition

1 Technology 26.01%
2 Consumer Discretionary 9.82%
3 Communication Services 9.82%
4 Financials 8.68%
5 Healthcare 6.24%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake
Capital Flow
1126
$107K ﹤0.01%
+1,073
1127
$107K ﹤0.01%
25,890
+21,991
1128
$106K ﹤0.01%
34,846
-22,261
1129
$106K ﹤0.01%
2,858
-4,689
1130
$106K ﹤0.01%
+10,622
1131
$105K ﹤0.01%
67,919
-6,188
1132
$105K ﹤0.01%
+2,366
1133
$105K ﹤0.01%
9,530
-27,910
1134
$105K ﹤0.01%
79,752
-32,721
1135
$105K ﹤0.01%
+15,520
1136
$105K ﹤0.01%
8,377
+3,547
1137
$105K ﹤0.01%
+4,439
1138
$104K ﹤0.01%
26,779
-23,718
1139
$104K ﹤0.01%
+8,967
1140
$103K ﹤0.01%
+3,440
1141
$102K ﹤0.01%
5,159
-7,972
1142
$102K ﹤0.01%
+35,282
1143
$102K ﹤0.01%
6,279
+740
1144
$102K ﹤0.01%
1,979
+702
1145
$101K ﹤0.01%
5,016
+267
1146
$101K ﹤0.01%
+2,238
1147
$100K ﹤0.01%
+1,208
1148
$100K ﹤0.01%
+1,174
1149
$100K ﹤0.01%
1,837
-756
1150
$99K ﹤0.01%
+3,193