Simplex Trading

Simplex Trading Portfolio holdings

AUM $3.72B
1-Year Est. Return 0.6%
 

Simplex Trading, founded in 2004 and headquartered in Chicago, Illinois, is a technology-driven proprietary trading firm specializing in market-making and liquidity provision, primarily in U.S. equity options and futures options. Leveraging advanced proprietary software and data-driven analysis, the firm optimizes trading strategies and develops innovative solutions to capitalize on financial market opportunities, maintaining a competitive edge through automation and a collaborative team of technologists and traders. With a workforce exceeding 300 and led by CEO Erik Swanson since 2014, Simplex operates with a low-ego, high-intelligence culture, focusing on minimal bureaucracy and rapid execution, while also making strategic venture capital investments in fintech startups. Recognized as a top workplace in Chicago by Built In’s 2025 awards, Simplex continues to evolve, blending cutting-edge technology with a commitment to market efficiency and growth.

This Quarter Est. Return
1 Year Est. Return
+0.6%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$3.05B
AUM Growth
+$234M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
4,916
New
Increased
Reduced
Closed

Top Buys

1 +$42.3M
2 +$37.4M
3 +$34M
4
FXI icon
iShares China Large-Cap ETF
FXI
+$33M
5
MRK icon
Merck
MRK
+$28M

Top Sells

1 +$38.3M
2 +$37.6M
3 +$33M
4
AMD icon
Advanced Micro Devices
AMD
+$30.6M
5
MU icon
Micron Technology
MU
+$28.3M

Sector Composition

1 Technology 20.53%
2 Consumer Discretionary 13.81%
3 Healthcare 11.4%
4 Communication Services 7.32%
5 Industrials 6.51%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake
Capital Flow
1126
$232K ﹤0.01%
1,050
+97
1127
$231K ﹤0.01%
+58,975
1128
$231K ﹤0.01%
+9,718
1129
$229K ﹤0.01%
+2,829
1130
$228K ﹤0.01%
+6,552
1131
$228K ﹤0.01%
5,812
+2,858
1132
$228K ﹤0.01%
9,177
+4,752
1133
$227K ﹤0.01%
13,759
-15,814
1134
$227K ﹤0.01%
+2,163
1135
$227K ﹤0.01%
19,943
-78,303
1136
$227K ﹤0.01%
7,652
-43,282
1137
$226K ﹤0.01%
205,664
+178,643
1138
$226K ﹤0.01%
+8,867
1139
$226K ﹤0.01%
9,528
+1,794
1140
$225K ﹤0.01%
663
-96
1141
$224K ﹤0.01%
11,362
-19,493
1142
$223K ﹤0.01%
+3,894
1143
$222K ﹤0.01%
3,690
-218,237
1144
$222K ﹤0.01%
+6,369
1145
$222K ﹤0.01%
4,800
1146
$222K ﹤0.01%
3,070
-13,870
1147
$221K ﹤0.01%
9,857
+4,167
1148
$220K ﹤0.01%
100,951
+96,867
1149
$220K ﹤0.01%
+32,831
1150
$220K ﹤0.01%
+3,949