Simplex Trading

Simplex Trading Portfolio holdings

AUM $3.72B
1-Year Est. Return 0.6%
 

Simplex Trading, founded in 2004 and headquartered in Chicago, Illinois, is a technology-driven proprietary trading firm specializing in market-making and liquidity provision, primarily in U.S. equity options and futures options. Leveraging advanced proprietary software and data-driven analysis, the firm optimizes trading strategies and develops innovative solutions to capitalize on financial market opportunities, maintaining a competitive edge through automation and a collaborative team of technologists and traders. With a workforce exceeding 300 and led by CEO Erik Swanson since 2014, Simplex operates with a low-ego, high-intelligence culture, focusing on minimal bureaucracy and rapid execution, while also making strategic venture capital investments in fintech startups. Recognized as a top workplace in Chicago by Built In’s 2025 awards, Simplex continues to evolve, blending cutting-edge technology with a commitment to market efficiency and growth.

This Quarter Est. Return
1 Year Est. Return
+0.6%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$2.82B
AUM Growth
+$45.9M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
4,283
New
Increased
Reduced
Closed

Top Buys

1 +$17.7M
2 +$10.1M
3 +$7.66M
4
BABA icon
Alibaba
BABA
+$7.54M
5
MU icon
Micron Technology
MU
+$6.73M

Top Sells

1 +$101M
2 +$15.2M
3 +$9.5M
4
SPY icon
SPDR S&P 500 ETF Trust
SPY
+$8.76M
5
XLK icon
Technology Select Sector SPDR Fund
XLK
+$7.41M

Sector Composition

1 Technology 18.66%
2 Consumer Discretionary 14.99%
3 Communication Services 10.06%
4 Healthcare 9.68%
5 Financials 9.59%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake
Capital Flow
1126
$286K ﹤0.01%
9,605
+200
1127
$285K ﹤0.01%
13,087
1128
$285K ﹤0.01%
9,580
+3,365
1129
$284K ﹤0.01%
7,807
+1,107
1130
$284K ﹤0.01%
23,385
+300
1131
$284K ﹤0.01%
15,536
1132
$282K ﹤0.01%
2,167
-400
1133
$282K ﹤0.01%
10,032
-1,674
1134
$281K ﹤0.01%
12,070
-700
1135
$281K ﹤0.01%
4,059
-9
1136
$280K ﹤0.01%
1,208
1137
$280K ﹤0.01%
1,516
1138
$280K ﹤0.01%
19,603
-900
1139
$279K ﹤0.01%
11,254
-432
1140
$279K ﹤0.01%
24,322
-2,340
1141
$279K ﹤0.01%
6,783
1142
$279K ﹤0.01%
23,294
+300
1143
$279K ﹤0.01%
4,500
1144
$277K ﹤0.01%
11,901
-100
1145
$277K ﹤0.01%
3,608
1146
$277K ﹤0.01%
9,790
-139
1147
$276K ﹤0.01%
33,244
+3,573
1148
$274K ﹤0.01%
63,923
+42,615
1149
$274K ﹤0.01%
12,620
1150
$273K ﹤0.01%
104,370
+13,781