Simplex Trading

Simplex Trading Portfolio holdings

AUM $3.72B
1-Year Est. Return 0.6%
 

Simplex Trading, founded in 2004 and headquartered in Chicago, Illinois, is a technology-driven proprietary trading firm specializing in market-making and liquidity provision, primarily in U.S. equity options and futures options. Leveraging advanced proprietary software and data-driven analysis, the firm optimizes trading strategies and develops innovative solutions to capitalize on financial market opportunities, maintaining a competitive edge through automation and a collaborative team of technologists and traders. With a workforce exceeding 300 and led by CEO Erik Swanson since 2014, Simplex operates with a low-ego, high-intelligence culture, focusing on minimal bureaucracy and rapid execution, while also making strategic venture capital investments in fintech startups. Recognized as a top workplace in Chicago by Built In’s 2025 awards, Simplex continues to evolve, blending cutting-edge technology with a commitment to market efficiency and growth.

This Quarter Est. Return
1 Year Est. Return
+0.6%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$2.18B
AUM Growth
+$387M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
3,993
New
Increased
Reduced
Closed

Top Buys

1 +$41.7M
2 +$33.6M
3 +$33.4M
4
AAPL icon
Apple
AAPL
+$27.9M
5
GOOG icon
Alphabet (Google) Class C
GOOG
+$26M

Top Sells

1 +$60M
2 +$49.5M
3 +$26M
4
AMZN icon
Amazon
AMZN
+$25.2M
5
BA icon
Boeing
BA
+$22.1M

Sector Composition

1 Consumer Discretionary 23.12%
2 Technology 13.05%
3 Healthcare 11.53%
4 Industrials 7.38%
5 Communication Services 6.71%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake
Capital Flow
1126
$153K ﹤0.01%
13,688
+8,675
1127
$153K ﹤0.01%
322
-1,073
1128
$153K ﹤0.01%
11,281
-79,941
1129
$153K ﹤0.01%
+6,056
1130
$152K ﹤0.01%
1,750
-19,838
1131
$152K ﹤0.01%
+51,760
1132
$151K ﹤0.01%
3,649
-10,730
1133
$151K ﹤0.01%
+65,382
1134
$151K ﹤0.01%
+25,503
1135
$150K ﹤0.01%
10,347
+5,537
1136
$150K ﹤0.01%
12,743
+12,316
1137
$149K ﹤0.01%
+12
1138
$148K ﹤0.01%
17,569
+816
1139
$148K ﹤0.01%
1,461
+932
1140
$148K ﹤0.01%
1,175
+574
1141
$148K ﹤0.01%
+1,310
1142
$146K ﹤0.01%
9,799
+5,677
1143
$146K ﹤0.01%
40,769
+34,987
1144
$146K ﹤0.01%
+1,873
1145
$146K ﹤0.01%
1,777
-695
1146
$145K ﹤0.01%
3,002
-30,756
1147
$145K ﹤0.01%
8,784
-6,155
1148
$145K ﹤0.01%
+2,523
1149
$145K ﹤0.01%
50,294
+40,240
1150
$144K ﹤0.01%
+6,722