Simplex Trading

Simplex Trading Portfolio holdings

AUM $3.72B
1-Year Est. Return 0.6%
 

Simplex Trading, founded in 2004 and headquartered in Chicago, Illinois, is a technology-driven proprietary trading firm specializing in market-making and liquidity provision, primarily in U.S. equity options and futures options. Leveraging advanced proprietary software and data-driven analysis, the firm optimizes trading strategies and develops innovative solutions to capitalize on financial market opportunities, maintaining a competitive edge through automation and a collaborative team of technologists and traders. With a workforce exceeding 300 and led by CEO Erik Swanson since 2014, Simplex operates with a low-ego, high-intelligence culture, focusing on minimal bureaucracy and rapid execution, while also making strategic venture capital investments in fintech startups. Recognized as a top workplace in Chicago by Built In’s 2025 awards, Simplex continues to evolve, blending cutting-edge technology with a commitment to market efficiency and growth.

This Quarter Est. Return
1 Year Est. Return
+0.6%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$1.52B
AUM Growth
+$14.6M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
3,667
New
Increased
Reduced
Closed

Top Buys

1 +$31.4M
2 +$28.5M
3 +$23.4M
4
DIA icon
SPDR Dow Jones Industrial Average ETF Trust
DIA
+$20.7M
5
JPM icon
JPMorgan Chase
JPM
+$18.1M

Top Sells

1 +$51.6M
2 +$49.5M
3 +$47.7M
4
NFLX icon
Netflix
NFLX
+$35M
5
NVDA icon
NVIDIA
NVDA
+$32.4M

Sector Composition

1 Technology 18.2%
2 Healthcare 12.18%
3 Consumer Discretionary 11.82%
4 Financials 6.03%
5 Communication Services 5.78%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake
Capital Flow
1126
$62K ﹤0.01%
6,792
-32
1127
$62K ﹤0.01%
3,473
+2,880
1128
$61K ﹤0.01%
14,218
+11,029
1129
$61K ﹤0.01%
504
-2,501
1130
$61K ﹤0.01%
+6,274
1131
$61K ﹤0.01%
+15,628
1132
$61K ﹤0.01%
921
+484
1133
$61K ﹤0.01%
4,921
-3,047
1134
$61K ﹤0.01%
59,607
+18,894
1135
$61K ﹤0.01%
3,722
-2,189
1136
$61K ﹤0.01%
+11,433
1137
$61K ﹤0.01%
6,257
-56,842
1138
$61K ﹤0.01%
+4,393
1139
$61K ﹤0.01%
1,870
+738
1140
$61K ﹤0.01%
15,275
+15,015
1141
$61K ﹤0.01%
+7,540
1142
$61K ﹤0.01%
+3,678
1143
$60K ﹤0.01%
3,810
-89,857
1144
$60K ﹤0.01%
+5,790
1145
$60K ﹤0.01%
1,802
-818
1146
$60K ﹤0.01%
1,800
+757
1147
$60K ﹤0.01%
9,023
+5,604
1148
$60K ﹤0.01%
+10,644
1149
$60K ﹤0.01%
+4,516
1150
$59K ﹤0.01%
1,294
+775