Simplex Trading

Simplex Trading Portfolio holdings

AUM $3.72B
1-Year Est. Return 0.6%
 

Simplex Trading, founded in 2004 and headquartered in Chicago, Illinois, is a technology-driven proprietary trading firm specializing in market-making and liquidity provision, primarily in U.S. equity options and futures options. Leveraging advanced proprietary software and data-driven analysis, the firm optimizes trading strategies and develops innovative solutions to capitalize on financial market opportunities, maintaining a competitive edge through automation and a collaborative team of technologists and traders. With a workforce exceeding 300 and led by CEO Erik Swanson since 2014, Simplex operates with a low-ego, high-intelligence culture, focusing on minimal bureaucracy and rapid execution, while also making strategic venture capital investments in fintech startups. Recognized as a top workplace in Chicago by Built In’s 2025 awards, Simplex continues to evolve, blending cutting-edge technology with a commitment to market efficiency and growth.

This Quarter Est. Return
1 Year Est. Return
+0.6%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$1.14B
AUM Growth
-$562M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
3,606
New
Increased
Reduced
Closed

Top Buys

1 +$54.6M
2 +$52.5M
3 +$40.9M
4
AAPL icon
Apple
AAPL
+$16.5M
5
V icon
Visa
V
+$12M

Top Sells

1 +$98.7M
2 +$70.7M
3 +$33.4M
4
GS icon
Goldman Sachs
GS
+$30.2M
5
BA icon
Boeing
BA
+$26.5M

Sector Composition

1 Communication Services 14.71%
2 Consumer Discretionary 14.32%
3 Technology 11.86%
4 Financials 7.38%
5 Industrials 6.44%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake
Capital Flow
1126
$41K ﹤0.01%
+2,140
1127
$41K ﹤0.01%
+2,586
1128
$40K ﹤0.01%
+406
1129
$40K ﹤0.01%
+1,957
1130
$40K ﹤0.01%
+1,625
1131
$40K ﹤0.01%
200
-16,129
1132
$40K ﹤0.01%
3,686
-11,739
1133
$40K ﹤0.01%
11,164
-9,289
1134
$40K ﹤0.01%
853
+403
1135
$40K ﹤0.01%
2,751
-9,784
1136
$40K ﹤0.01%
3,776
+3,453
1137
$40K ﹤0.01%
+1,609
1138
$39K ﹤0.01%
3,785
-2,641
1139
$39K ﹤0.01%
2,159
-1,240
1140
$38K ﹤0.01%
2,253
-42,843
1141
$38K ﹤0.01%
3,813
-2,846
1142
$37K ﹤0.01%
1,148
+872
1143
$37K ﹤0.01%
+457
1144
$37K ﹤0.01%
4,127
-2,971
1145
$37K ﹤0.01%
1,347
-5,966
1146
$37K ﹤0.01%
+2,695
1147
$37K ﹤0.01%
35,193
-4,526
1148
$37K ﹤0.01%
+1,394
1149
$37K ﹤0.01%
4,997
+3,559
1150
$37K ﹤0.01%
2,124
-7,673