Simplex Trading

Simplex Trading Portfolio holdings

AUM $3.72B
1-Year Est. Return 0.6%
 

Simplex Trading, founded in 2004 and headquartered in Chicago, Illinois, is a technology-driven proprietary trading firm specializing in market-making and liquidity provision, primarily in U.S. equity options and futures options. Leveraging advanced proprietary software and data-driven analysis, the firm optimizes trading strategies and develops innovative solutions to capitalize on financial market opportunities, maintaining a competitive edge through automation and a collaborative team of technologists and traders. With a workforce exceeding 300 and led by CEO Erik Swanson since 2014, Simplex operates with a low-ego, high-intelligence culture, focusing on minimal bureaucracy and rapid execution, while also making strategic venture capital investments in fintech startups. Recognized as a top workplace in Chicago by Built In’s 2025 awards, Simplex continues to evolve, blending cutting-edge technology with a commitment to market efficiency and growth.

This Quarter Est. Return
1 Year Est. Return
+0.6%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$1.71B
AUM Growth
+$164M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
3,644
New
Increased
Reduced
Closed

Top Buys

1 +$158M
2 +$69.1M
3 +$57.4M
4
C icon
Citigroup
C
+$23.4M
5
GS icon
Goldman Sachs
GS
+$23M

Top Sells

1 +$49.8M
2 +$43.2M
3 +$42.2M
4
MU icon
Micron Technology
MU
+$26.1M
5
ADBE icon
Adobe
ADBE
+$21M

Sector Composition

1 Consumer Discretionary 20.63%
2 Communication Services 16.3%
3 Technology 12.42%
4 Industrials 9.24%
5 Healthcare 8.11%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake
Capital Flow
1126
$74K ﹤0.01%
4,566
-4,852
1127
$74K ﹤0.01%
10,103
+4,634
1128
$73K ﹤0.01%
+2,398
1129
$73K ﹤0.01%
4,527
+659
1130
$73K ﹤0.01%
1,676
+838
1131
$73K ﹤0.01%
+14,443
1132
$73K ﹤0.01%
4,982
-2,106
1133
$72K ﹤0.01%
7,700
-1,851
1134
$72K ﹤0.01%
1,225
-4,359
1135
$72K ﹤0.01%
+1,240
1136
$72K ﹤0.01%
+7,723
1137
$72K ﹤0.01%
+39,719
1138
$72K ﹤0.01%
+1,660
1139
$72K ﹤0.01%
6,665
+5,234
1140
$71K ﹤0.01%
4,840
+548
1141
$71K ﹤0.01%
551
-7,072
1142
$71K ﹤0.01%
+1,075
1143
$71K ﹤0.01%
3,999
-56,730
1144
$71K ﹤0.01%
3,399
-6,693
1145
$70K ﹤0.01%
+2,515
1146
$70K ﹤0.01%
+11,128
1147
$70K ﹤0.01%
+115
1148
$70K ﹤0.01%
+1,630
1149
$70K ﹤0.01%
+4,749
1150
$70K ﹤0.01%
+148