Simplex Trading

Simplex Trading Portfolio holdings

AUM $3.72B
1-Year Est. Return 0.6%
 

Simplex Trading, founded in 2004 and headquartered in Chicago, Illinois, is a technology-driven proprietary trading firm specializing in market-making and liquidity provision, primarily in U.S. equity options and futures options. Leveraging advanced proprietary software and data-driven analysis, the firm optimizes trading strategies and develops innovative solutions to capitalize on financial market opportunities, maintaining a competitive edge through automation and a collaborative team of technologists and traders. With a workforce exceeding 300 and led by CEO Erik Swanson since 2014, Simplex operates with a low-ego, high-intelligence culture, focusing on minimal bureaucracy and rapid execution, while also making strategic venture capital investments in fintech startups. Recognized as a top workplace in Chicago by Built In’s 2025 awards, Simplex continues to evolve, blending cutting-edge technology with a commitment to market efficiency and growth.

This Quarter Est. Return
1 Year Est. Return
+0.6%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$1.14B
AUM Growth
-$286M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
3,555
New
Increased
Reduced
Closed

Top Buys

1 +$27.1M
2 +$24.7M
3 +$20.1M
4
TWX
Time Warner Inc
TWX
+$18.3M
5
BABA icon
Alibaba
BABA
+$14.8M

Top Sells

1 +$71.9M
2 +$47.7M
3 +$26.3M
4
BA icon
Boeing
BA
+$21M
5
C icon
Citigroup
C
+$19.6M

Sector Composition

1 Consumer Discretionary 15.64%
2 Communication Services 14.16%
3 Technology 12.46%
4 Financials 10.94%
5 Healthcare 10.33%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake
Capital Flow
1126
$52K ﹤0.01%
323
-838
1127
$52K ﹤0.01%
27,291
+7,456
1128
$52K ﹤0.01%
+745
1129
$52K ﹤0.01%
6,605
-5,154
1130
$52K ﹤0.01%
+16,684
1131
$52K ﹤0.01%
5,143
+4,744
1132
$51K ﹤0.01%
2,187
-36,008
1133
$51K ﹤0.01%
+1,126
1134
$51K ﹤0.01%
1,776
+1,033
1135
$51K ﹤0.01%
+3,047
1136
$51K ﹤0.01%
+594
1137
$50K ﹤0.01%
+2,525
1138
$50K ﹤0.01%
+28
1139
$50K ﹤0.01%
5,096
+2,726
1140
$50K ﹤0.01%
1,012
+940
1141
$50K ﹤0.01%
+374
1142
$50K ﹤0.01%
3,855
+3,187
1143
$50K ﹤0.01%
775
+293
1144
$50K ﹤0.01%
4,396
-1,652
1145
$49K ﹤0.01%
+216
1146
$49K ﹤0.01%
+8,079
1147
$49K ﹤0.01%
1,933
-4,743
1148
$49K ﹤0.01%
+1,179
1149
$49K ﹤0.01%
1,892
-2,453
1150
$49K ﹤0.01%
+1,602