Simplex Trading

Simplex Trading Portfolio holdings

AUM $3.72B
1-Year Est. Return 0.6%
 

Simplex Trading, founded in 2004 and headquartered in Chicago, Illinois, is a technology-driven proprietary trading firm specializing in market-making and liquidity provision, primarily in U.S. equity options and futures options. Leveraging advanced proprietary software and data-driven analysis, the firm optimizes trading strategies and develops innovative solutions to capitalize on financial market opportunities, maintaining a competitive edge through automation and a collaborative team of technologists and traders. With a workforce exceeding 300 and led by CEO Erik Swanson since 2014, Simplex operates with a low-ego, high-intelligence culture, focusing on minimal bureaucracy and rapid execution, while also making strategic venture capital investments in fintech startups. Recognized as a top workplace in Chicago by Built In’s 2025 awards, Simplex continues to evolve, blending cutting-edge technology with a commitment to market efficiency and growth.

This Quarter Est. Return
1 Year Est. Return
+0.6%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$1.43B
AUM Growth
-$206M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
3,516
New
Increased
Reduced
Closed

Top Buys

1 +$29.2M
2 +$19.6M
3 +$17.3M
4
AGN
Allergan plc
AGN
+$16.7M
5
EEM icon
iShares MSCI Emerging Markets ETF
EEM
+$14.4M

Top Sells

1 +$86.4M
2 +$58.6M
3 +$49.6M
4
AAPL icon
Apple
AAPL
+$48.8M
5
NTES icon
NetEase
NTES
+$32.4M

Sector Composition

1 Consumer Discretionary 18.31%
2 Technology 17.31%
3 Healthcare 11.47%
4 Communication Services 11.25%
5 Industrials 9.16%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake
Capital Flow
1126
$62K ﹤0.01%
+309
1127
$61K ﹤0.01%
2,486
-44,684
1128
$61K ﹤0.01%
+443
1129
$61K ﹤0.01%
+4,055
1130
$60K ﹤0.01%
5,679
+1,514
1131
$60K ﹤0.01%
16,060
-25,658
1132
$60K ﹤0.01%
29,030
+22,900
1133
$60K ﹤0.01%
+2,698
1134
$59K ﹤0.01%
+651
1135
$59K ﹤0.01%
1,151
-7,065
1136
$59K ﹤0.01%
+1,617
1137
$59K ﹤0.01%
487
+83
1138
$59K ﹤0.01%
2,850
+2,646
1139
$59K ﹤0.01%
1,650
-2,030
1140
$59K ﹤0.01%
+1,526
1141
$59K ﹤0.01%
25,075
-886
1142
$59K ﹤0.01%
+2,064
1143
$58K ﹤0.01%
7,637
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1144
$58K ﹤0.01%
3,880
+1,429
1145
$58K ﹤0.01%
+919
1146
$58K ﹤0.01%
1,607
-8,636
1147
$58K ﹤0.01%
+4,291
1148
$58K ﹤0.01%
+5,702
1149
$57K ﹤0.01%
1,005
-1,630
1150
$57K ﹤0.01%
+957