Simplex Trading

Simplex Trading Portfolio holdings

AUM $3.72B
1-Year Est. Return 0.6%
 

Simplex Trading, founded in 2004 and headquartered in Chicago, Illinois, is a technology-driven proprietary trading firm specializing in market-making and liquidity provision, primarily in U.S. equity options and futures options. Leveraging advanced proprietary software and data-driven analysis, the firm optimizes trading strategies and develops innovative solutions to capitalize on financial market opportunities, maintaining a competitive edge through automation and a collaborative team of technologists and traders. With a workforce exceeding 300 and led by CEO Erik Swanson since 2014, Simplex operates with a low-ego, high-intelligence culture, focusing on minimal bureaucracy and rapid execution, while also making strategic venture capital investments in fintech startups. Recognized as a top workplace in Chicago by Built In’s 2025 awards, Simplex continues to evolve, blending cutting-edge technology with a commitment to market efficiency and growth.

This Quarter Est. Return
1 Year Est. Return
+0.6%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$1.59B
AUM Growth
+$614M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
3,544
New
Increased
Reduced
Closed

Top Buys

1 +$38.4M
2 +$23.7M
3 +$23.6M
4
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
+$21.7M
5
WFC icon
Wells Fargo
WFC
+$20.4M

Top Sells

1 +$21.6M
2 +$17.2M
3 +$13.3M
4
LLY icon
Eli Lilly
LLY
+$9.69M
5
MA icon
Mastercard
MA
+$8.27M

Sector Composition

1 Technology 14.2%
2 Communication Services 13.46%
3 Consumer Discretionary 12.76%
4 Healthcare 12.43%
5 Financials 10.75%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake
Capital Flow
1126
$44K ﹤0.01%
2,668
+1,252
1127
$44K ﹤0.01%
+303
1128
$44K ﹤0.01%
+1,894
1129
$43K ﹤0.01%
+4,272
1130
$43K ﹤0.01%
+1,397
1131
$42K ﹤0.01%
2,181
-672
1132
$42K ﹤0.01%
581
-2,063
1133
$42K ﹤0.01%
+1,346
1134
$42K ﹤0.01%
+2,558
1135
$42K ﹤0.01%
5,257
-5
1136
$42K ﹤0.01%
928
+684
1137
$41K ﹤0.01%
+802
1138
$41K ﹤0.01%
582
+382
1139
$41K ﹤0.01%
1,162
-2,232
1140
$41K ﹤0.01%
400
-66,892
1141
$41K ﹤0.01%
4,418
+4,389
1142
$41K ﹤0.01%
2,436
-2,664
1143
$40K ﹤0.01%
816
-2,414
1144
$40K ﹤0.01%
5,026
+1,506
1145
$40K ﹤0.01%
+1,969
1146
$39K ﹤0.01%
+1,864
1147
$39K ﹤0.01%
801
-62
1148
$39K ﹤0.01%
1,358
+1,058
1149
$39K ﹤0.01%
+521
1150
$38K ﹤0.01%
16,744
-8,013