Simplex Trading

Simplex Trading Portfolio holdings

AUM $3.72B
1-Year Est. Return 0.6%
 

Simplex Trading, founded in 2004 and headquartered in Chicago, Illinois, is a technology-driven proprietary trading firm specializing in market-making and liquidity provision, primarily in U.S. equity options and futures options. Leveraging advanced proprietary software and data-driven analysis, the firm optimizes trading strategies and develops innovative solutions to capitalize on financial market opportunities, maintaining a competitive edge through automation and a collaborative team of technologists and traders. With a workforce exceeding 300 and led by CEO Erik Swanson since 2014, Simplex operates with a low-ego, high-intelligence culture, focusing on minimal bureaucracy and rapid execution, while also making strategic venture capital investments in fintech startups. Recognized as a top workplace in Chicago by Built In’s 2025 awards, Simplex continues to evolve, blending cutting-edge technology with a commitment to market efficiency and growth.

This Quarter Est. Return
1 Year Est. Return
+0.6%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$3.55B
AUM Growth
+$583M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
4,446
New
Increased
Reduced
Closed

Top Buys

1 +$586M
2 +$82.5M
3 +$40.4M
4
QQQ icon
Invesco QQQ Trust
QQQ
+$39.4M
5
UBER icon
Uber
UBER
+$36.3M

Top Sells

1 +$130M
2 +$95.7M
3 +$56.2M
4
KWEB icon
KraneShares CSI China Internet ETF
KWEB
+$40.7M
5
MSFT icon
Microsoft
MSFT
+$40.5M

Sector Composition

1 Technology 34.29%
2 Consumer Discretionary 11.38%
3 Healthcare 9.65%
4 Financials 6.33%
5 Communication Services 5.52%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake
Capital Flow
1101
$127K ﹤0.01%
2,741
-1,081
1102
$126K ﹤0.01%
3,283
+1,076
1103
$125K ﹤0.01%
+4,643
1104
$125K ﹤0.01%
+1,236
1105
$124K ﹤0.01%
5,639
-4,757
1106
$124K ﹤0.01%
5,734
-736
1107
$124K ﹤0.01%
+3,546
1108
$124K ﹤0.01%
+679
1109
$124K ﹤0.01%
+6,724
1110
$124K ﹤0.01%
2,822
+2,366
1111
$123K ﹤0.01%
+11,684
1112
$123K ﹤0.01%
+413
1113
$122K ﹤0.01%
+2,718
1114
$121K ﹤0.01%
3,163
-364
1115
$121K ﹤0.01%
10,231
+58
1116
$120K ﹤0.01%
2,312
+2,106
1117
$120K ﹤0.01%
+4,688
1118
$119K ﹤0.01%
+20,983
1119
$119K ﹤0.01%
+414
1120
$119K ﹤0.01%
11,428
+2,696
1121
$119K ﹤0.01%
60,082
+55,620
1122
$118K ﹤0.01%
29,435
-68,386
1123
$118K ﹤0.01%
4,733
+4,680
1124
$117K ﹤0.01%
27,064
+14,493
1125
$117K ﹤0.01%
23,536
-7,477