Simplex Trading

Simplex Trading Portfolio holdings

AUM $3.72B
1-Year Est. Return 0.6%
 

Simplex Trading, founded in 2004 and headquartered in Chicago, Illinois, is a technology-driven proprietary trading firm specializing in market-making and liquidity provision, primarily in U.S. equity options and futures options. Leveraging advanced proprietary software and data-driven analysis, the firm optimizes trading strategies and develops innovative solutions to capitalize on financial market opportunities, maintaining a competitive edge through automation and a collaborative team of technologists and traders. With a workforce exceeding 300 and led by CEO Erik Swanson since 2014, Simplex operates with a low-ego, high-intelligence culture, focusing on minimal bureaucracy and rapid execution, while also making strategic venture capital investments in fintech startups. Recognized as a top workplace in Chicago by Built In’s 2025 awards, Simplex continues to evolve, blending cutting-edge technology with a commitment to market efficiency and growth.

This Quarter Est. Return
1 Year Est. Return
+0.6%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$3.05B
AUM Growth
+$234M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
4,916
New
Increased
Reduced
Closed

Top Buys

1 +$42.3M
2 +$37.4M
3 +$34M
4
FXI icon
iShares China Large-Cap ETF
FXI
+$33M
5
MRK icon
Merck
MRK
+$28M

Top Sells

1 +$38.3M
2 +$37.6M
3 +$33M
4
AMD icon
Advanced Micro Devices
AMD
+$30.6M
5
MU icon
Micron Technology
MU
+$28.3M

Sector Composition

1 Technology 20.53%
2 Consumer Discretionary 13.81%
3 Healthcare 11.4%
4 Communication Services 7.32%
5 Industrials 6.51%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake
Capital Flow
1101
$242K ﹤0.01%
62,144
-83,882
1102
$241K ﹤0.01%
721
-5,152
1103
$241K ﹤0.01%
3,736
+2,308
1104
$240K ﹤0.01%
+21,402
1105
$240K ﹤0.01%
37,220
+6,938
1106
$240K ﹤0.01%
+959
1107
$239K ﹤0.01%
+5,356
1108
$238K ﹤0.01%
78,512
+75,870
1109
$238K ﹤0.01%
3,759
+2,411
1110
$237K ﹤0.01%
21,792
-7,180
1111
$236K ﹤0.01%
+5,092
1112
$235K ﹤0.01%
6,371
+5,569
1113
$235K ﹤0.01%
59,936
-296,646
1114
$235K ﹤0.01%
+32,105
1115
$234K ﹤0.01%
11,283
-131,947
1116
$234K ﹤0.01%
8,838
+2,933
1117
$234K ﹤0.01%
+13,321
1118
$233K ﹤0.01%
+9,562
1119
$233K ﹤0.01%
49,920
+47,521
1120
$233K ﹤0.01%
+6,985
1121
$233K ﹤0.01%
+10,260
1122
$233K ﹤0.01%
+2,441
1123
$232K ﹤0.01%
14,534
+8,447
1124
$232K ﹤0.01%
+2,693
1125
$232K ﹤0.01%
+1,231