Simplex Trading

Simplex Trading Portfolio holdings

AUM $3.72B
1-Year Est. Return 0.6%
 

Simplex Trading, founded in 2004 and headquartered in Chicago, Illinois, is a technology-driven proprietary trading firm specializing in market-making and liquidity provision, primarily in U.S. equity options and futures options. Leveraging advanced proprietary software and data-driven analysis, the firm optimizes trading strategies and develops innovative solutions to capitalize on financial market opportunities, maintaining a competitive edge through automation and a collaborative team of technologists and traders. With a workforce exceeding 300 and led by CEO Erik Swanson since 2014, Simplex operates with a low-ego, high-intelligence culture, focusing on minimal bureaucracy and rapid execution, while also making strategic venture capital investments in fintech startups. Recognized as a top workplace in Chicago by Built In’s 2025 awards, Simplex continues to evolve, blending cutting-edge technology with a commitment to market efficiency and growth.

This Quarter Est. Return
1 Year Est. Return
+0.6%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$2.82B
AUM Growth
+$45.9M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
4,283
New
Increased
Reduced
Closed

Top Buys

1 +$17.7M
2 +$10.1M
3 +$7.66M
4
BABA icon
Alibaba
BABA
+$7.54M
5
MU icon
Micron Technology
MU
+$6.73M

Top Sells

1 +$101M
2 +$15.2M
3 +$9.5M
4
SPY icon
SPDR S&P 500 ETF Trust
SPY
+$8.76M
5
XLK icon
Technology Select Sector SPDR Fund
XLK
+$7.41M

Sector Composition

1 Technology 18.66%
2 Consumer Discretionary 14.99%
3 Communication Services 10.06%
4 Healthcare 9.68%
5 Financials 9.59%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake
Capital Flow
1101
$295K ﹤0.01%
91,298
+3,462
1102
$294K ﹤0.01%
2,771
1103
$294K ﹤0.01%
11,256
+4,297
1104
$294K ﹤0.01%
5,499
1105
$294K ﹤0.01%
624
-16
1106
$293K ﹤0.01%
16,764
1107
$292K ﹤0.01%
33,542
1108
$292K ﹤0.01%
34,425
+100
1109
$292K ﹤0.01%
35,067
-4,110
1110
$291K ﹤0.01%
183,196
1111
$291K ﹤0.01%
19,698
+100
1112
$291K ﹤0.01%
3,561
+100
1113
$291K ﹤0.01%
15,751
-400
1114
$291K ﹤0.01%
15,576
+200
1115
$290K ﹤0.01%
22,773
-1,052
1116
$289K ﹤0.01%
8,519
-1,013
1117
$289K ﹤0.01%
7,940
+1,962
1118
$288K ﹤0.01%
923
1119
$288K ﹤0.01%
794
1120
$287K ﹤0.01%
4,448
+2,816
1121
$287K ﹤0.01%
3,484
+3,400
1122
$287K ﹤0.01%
1,514
1123
$287K ﹤0.01%
2,410
1124
$287K ﹤0.01%
6,192
+188
1125
$286K ﹤0.01%
2,531