Simplex Trading

Simplex Trading Portfolio holdings

AUM $3.72B
1-Year Est. Return 0.6%
 

Simplex Trading, founded in 2004 and headquartered in Chicago, Illinois, is a technology-driven proprietary trading firm specializing in market-making and liquidity provision, primarily in U.S. equity options and futures options. Leveraging advanced proprietary software and data-driven analysis, the firm optimizes trading strategies and develops innovative solutions to capitalize on financial market opportunities, maintaining a competitive edge through automation and a collaborative team of technologists and traders. With a workforce exceeding 300 and led by CEO Erik Swanson since 2014, Simplex operates with a low-ego, high-intelligence culture, focusing on minimal bureaucracy and rapid execution, while also making strategic venture capital investments in fintech startups. Recognized as a top workplace in Chicago by Built In’s 2025 awards, Simplex continues to evolve, blending cutting-edge technology with a commitment to market efficiency and growth.

This Quarter Est. Return
1 Year Est. Return
+0.6%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$2.77B
AUM Growth
+$982M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
4,491
New
Increased
Reduced
Closed

Top Buys

1 +$84.2M
2 +$35.3M
3 +$28.5M
4
MU icon
Micron Technology
MU
+$23.1M
5
BIDU icon
Baidu
BIDU
+$22.7M

Top Sells

1 +$29.3M
2 +$26.2M
3 +$21.7M
4
XOM icon
Exxon Mobil
XOM
+$18M
5
LRCX icon
Lam Research
LRCX
+$16.3M

Sector Composition

1 Technology 17.69%
2 Consumer Discretionary 14.79%
3 Communication Services 10.15%
4 Healthcare 9.69%
5 Financials 9.42%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake
Capital Flow
1101
$305K ﹤0.01%
5,362
+3,854
1102
$305K ﹤0.01%
+2,056
1103
$305K ﹤0.01%
640
-15
1104
$305K ﹤0.01%
27,169
-8,503
1105
$304K ﹤0.01%
22,692
+21,906
1106
$304K ﹤0.01%
9,040
-25,348
1107
$304K ﹤0.01%
46,758
-50,154
1108
$303K ﹤0.01%
+9,532
1109
$302K ﹤0.01%
7,794
-956
1110
$301K ﹤0.01%
12,142
-55,921
1111
$301K ﹤0.01%
34,325
-6,906
1112
$300K ﹤0.01%
+1,610
1113
$300K ﹤0.01%
+3,322
1114
$300K ﹤0.01%
32,965
-3,409
1115
$299K ﹤0.01%
7,983
-8,356
1116
$298K ﹤0.01%
+29,174
1117
$298K ﹤0.01%
2,771
+881
1118
$298K ﹤0.01%
16,151
-4,077
1119
$297K ﹤0.01%
3,873
-9,077
1120
$297K ﹤0.01%
26,662
-2,664
1121
$296K ﹤0.01%
19,598
-62,480
1122
$296K ﹤0.01%
+2,346
1123
$296K ﹤0.01%
16,764
+4,006
1124
$295K ﹤0.01%
10,384
+3,697
1125
$295K ﹤0.01%
20,687
-9,795