Simplex Trading

Simplex Trading Portfolio holdings

AUM $3.72B
1-Year Est. Return 0.6%
 

Simplex Trading, founded in 2004 and headquartered in Chicago, Illinois, is a technology-driven proprietary trading firm specializing in market-making and liquidity provision, primarily in U.S. equity options and futures options. Leveraging advanced proprietary software and data-driven analysis, the firm optimizes trading strategies and develops innovative solutions to capitalize on financial market opportunities, maintaining a competitive edge through automation and a collaborative team of technologists and traders. With a workforce exceeding 300 and led by CEO Erik Swanson since 2014, Simplex operates with a low-ego, high-intelligence culture, focusing on minimal bureaucracy and rapid execution, while also making strategic venture capital investments in fintech startups. Recognized as a top workplace in Chicago by Built In’s 2025 awards, Simplex continues to evolve, blending cutting-edge technology with a commitment to market efficiency and growth.

This Quarter Est. Return
1 Year Est. Return
+0.6%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$1.79B
AUM Growth
-$395M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
4,299
New
Increased
Reduced
Closed

Top Buys

1 +$32.1M
2 +$23.3M
3 +$17.3M
4
PFE icon
Pfizer
PFE
+$16.8M
5
AAL icon
American Airlines Group
AAL
+$14.5M

Top Sells

1 +$64.4M
2 +$38.1M
3 +$32.2M
4
SPY icon
SPDR S&P 500 ETF Trust
SPY
+$25.3M
5
AAPL icon
Apple
AAPL
+$22.5M

Sector Composition

1 Technology 20.25%
2 Consumer Discretionary 15.22%
3 Healthcare 10.04%
4 Financials 9.2%
5 Industrials 9.11%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake
Capital Flow
1101
$197K ﹤0.01%
+1,140
1102
$196K ﹤0.01%
43,757
-14,822
1103
$196K ﹤0.01%
10,219
+420
1104
$196K ﹤0.01%
8,234
+1,218
1105
$196K ﹤0.01%
6,156
-51,378
1106
$196K ﹤0.01%
4,701
+2,197
1107
$196K ﹤0.01%
+9,646
1108
$195K ﹤0.01%
4,685
+2,903
1109
$195K ﹤0.01%
5,758
-21,081
1110
$195K ﹤0.01%
12,066
+8,132
1111
$194K ﹤0.01%
+12,235
1112
$194K ﹤0.01%
+4,399
1113
$194K ﹤0.01%
18,126
+12,675
1114
$194K ﹤0.01%
5,534
-5,515
1115
$193K ﹤0.01%
+5,260
1116
$192K ﹤0.01%
+9,522
1117
$192K ﹤0.01%
454
-697
1118
$192K ﹤0.01%
+538
1119
$192K ﹤0.01%
59,111
+46,076
1120
$191K ﹤0.01%
2,534
+846
1121
$190K ﹤0.01%
12,866
+7,898
1122
$189K ﹤0.01%
2,279
+969
1123
$189K ﹤0.01%
+48,502
1124
$188K ﹤0.01%
4,993
-18,728
1125
$187K ﹤0.01%
11,059
-14,400