Simplex Trading

Simplex Trading Portfolio holdings

AUM $3.72B
1-Year Est. Return 0.6%
 

Simplex Trading, founded in 2004 and headquartered in Chicago, Illinois, is a technology-driven proprietary trading firm specializing in market-making and liquidity provision, primarily in U.S. equity options and futures options. Leveraging advanced proprietary software and data-driven analysis, the firm optimizes trading strategies and develops innovative solutions to capitalize on financial market opportunities, maintaining a competitive edge through automation and a collaborative team of technologists and traders. With a workforce exceeding 300 and led by CEO Erik Swanson since 2014, Simplex operates with a low-ego, high-intelligence culture, focusing on minimal bureaucracy and rapid execution, while also making strategic venture capital investments in fintech startups. Recognized as a top workplace in Chicago by Built In’s 2025 awards, Simplex continues to evolve, blending cutting-edge technology with a commitment to market efficiency and growth.

This Quarter Est. Return
1 Year Est. Return
+0.6%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$2.18B
AUM Growth
+$387M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
3,993
New
Increased
Reduced
Closed

Top Buys

1 +$41.7M
2 +$33.6M
3 +$33.4M
4
AAPL icon
Apple
AAPL
+$27.9M
5
GOOG icon
Alphabet (Google) Class C
GOOG
+$26M

Top Sells

1 +$60M
2 +$49.5M
3 +$26M
4
AMZN icon
Amazon
AMZN
+$25.2M
5
BA icon
Boeing
BA
+$22.1M

Sector Composition

1 Consumer Discretionary 23.12%
2 Technology 13.05%
3 Healthcare 11.53%
4 Industrials 7.38%
5 Communication Services 6.71%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake
Capital Flow
1101
$163K ﹤0.01%
16,618
+14,861
1102
$162K ﹤0.01%
35,498
-104,949
1103
$162K ﹤0.01%
13,954
+10,854
1104
$162K ﹤0.01%
+2,104
1105
$161K ﹤0.01%
4,327
-7,230
1106
$160K ﹤0.01%
5,898
-5,954
1107
$160K ﹤0.01%
745
-61
1108
$159K ﹤0.01%
19,160
+12,279
1109
$159K ﹤0.01%
7,190
+2,629
1110
$158K ﹤0.01%
5,535
+1,973
1111
$158K ﹤0.01%
3,513
-12,488
1112
$158K ﹤0.01%
11,712
-59,633
1113
$158K ﹤0.01%
+9,342
1114
$158K ﹤0.01%
+9,528
1115
$157K ﹤0.01%
3,518
+3,026
1116
$157K ﹤0.01%
+2,428
1117
$156K ﹤0.01%
1,125
+384
1118
$156K ﹤0.01%
+19,361
1119
$156K ﹤0.01%
+2,234
1120
$155K ﹤0.01%
5,592
+4,240
1121
$155K ﹤0.01%
55
+31
1122
$155K ﹤0.01%
2,666
+1,573
1123
$154K ﹤0.01%
+1,874
1124
$154K ﹤0.01%
+3,019
1125
$154K ﹤0.01%
+1,870